Daniel Ballister
CREATIVE FINANCIAL DESIGNS
Succassunna, NJ 07876
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CRD#: 5526340
Professional summary
Daniel Ballister, CFP® is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Succassunna, New Jersey and CFD INVESTMENTS, INC. located in Succasunna, New Jersey.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME: DANIEL BALLISTER INV REL: Y ADD: 30 TWO BRIDGES RD, SUITE 320 FAIRFIELD, NJ 07004 NATURE: DI,LIFE/ACCIDENT/HEALTH ,LTC, P&C,FIXED ANNUITIES,DENTAL AND GROUP DI LIFE/ACCIDENT/HEALTH POSITION: AGENT START DATE: 01/2010 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 10 2. Creative Financial Designs, Inc
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ballister's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
January 13, 2023 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #1: 165 Rt 10, Succassunna, NJ 07876RIA
CRD#: 109032
Succassunna, NJ
Current
September 9, 2022 - Present
CFD INVESTMENTS, INC.
Office #1: 165 Route 10, Succasunna, NJ 07876BD
CRD#: 25427
Succasunna, NJ
Past
March 25, 2017 - July 15, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Fairfield, NJ
Past
March 25, 2017 - July 15, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Fairfield, NJ
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
Fairfield, NJ
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
Fairfield, NJ
Past
November 24, 2009 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
FAIRFIELD, NJ
Past
June 10, 2008 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
FAIRFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/13/2023)
RR
California(1/17/2023)
RR
Connecticut(2/8/2023)
RR
Delaware(8/19/2024)
RR
Florida(4/2/2024)
RR
Maryland(4/25/2024)
RR
New Jersey(1/13/2023)
IAR
New Jersey(1/13/2023)
RR
New York(2/3/2023)
RR
North Carolina(9/5/2025)
RR
Ohio(3/27/2023)
RR
Pennsylvania(2/7/2023)
RR
South Carolina(1/26/2023)
RR
Tennessee(2/17/2023)
RR
Virginia(3/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
