GG
George J. Gile
CETERA INVESTMENT ADVISERS LLC
DALLAS, TX
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CRD#: 5525459
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Professional summary
George James Gile, who also goes by Gile James George, George James Gile, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Richardson, Texas.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. George has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gile James George | George James Gile
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AESTHETIC GLOBAL FITNESS LLC POSITION: Managing Member NATURE: Designing and selling fitness clothing. There is no brick and motor connected to this. I am group leader of fitness groups that meet to exercise which I promote my fitness clothing. I don't raise capital for this entity nor would I ever need to. I live a fitness lifestyle, for which I sell clothing as a add on to living a fit lifestyle. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 4425 Red Barn, Richardson TX 75082, United States DESCRIPTION: Group Fitness leader clothes designer marketing manager administrator of purchasing clothes and paying expenses related to ongoing fitness instruction social media manager 2) ICONIC WEALTH GROUP POSITION: Administrator/ assistant NATURE: Income Tax Preparation Services to tax clients. Helping clients file income taxes INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/02/2025 ADDRESS: 13155 noel rd suite 900 rm 905, Dallas TX 75240, United States DESCRIPTION: Collect income tax documents to give to tax preparer Joseph Rinaldi Reach out to clients to set meetings order and maintain tax preparation software Set meetings for clients to meet for income tax planning Helping tax preparer Joseph Rinaldi enter tax data to income tax software 3) ICONIC WEALTH GROUP POSITION: Owner NATURE: This is an entity which we provide income tax preparation and Avantax Wealth Management services. We provide income tax preparation and advice, as well as investment guidance and products to our clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2025 ADDRESS: 13155 Noel Rd, Suite 900 Office 905, Dallas TX 75252, United States DESCRIPTION: Provide wealth management advice as well as investment guidance and income tax preparation advice to our clients. Financial Planning Portfolio management Portfolio Analyst Client financial plan review Portfolio review with clients 4) AVANTAX INSURANCE AGENCY/AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: Avantax insurance entity for selling approved insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 01/02/2025 ADDRESS: 13355 Noel Rd, Suite 900 office 905, Dallas TX 75240, United States DESCRIPTION: Meet with clients to ascertain need for insurance products and provide suitable options to fit those needs
CRS (Client Relationship Summary) - RIA
Click below to view George James Gile's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DALLAS, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 13155 Noel Rd Suite 900, Dallas, TX 75082BD
CRD#: 13572
Richardson, TX
Past
January 6, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DALLAS, TX
Past
January 6, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Dallas, TX
Past
September 8, 2022 - January 7, 2025
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
DALLAS, TX
Past
September 8, 2022 - January 7, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DALLAS, TX
Past
November 24, 2010 - September 14, 2022
MORGAN STANLEY
RIA
CRD#: 149777
Dallas, TX
Past
November 17, 2010 - September 14, 2022
MORGAN STANLEY
BD
CRD#: 149777
Dallas, TX
Past
June 12, 2009 - August 27, 2010
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
