John A. Stumpf
Professional summary
John Austin Stumpf JR, who also goes by John Austin Stumpf, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 2 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Austin Stumpf JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2022 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 1700 Pacific Avenue, Suite 4650, Dallas, TX 75201August 17, 2010 - February 4, 2022
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2022)
(1/24/2022)
(1/24/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532Dallas, TX 75201TRUST BUT VERIFY
Monitor John Stumpf
Get automatic monthly alerts on:
