Nicholas J. Coccimiglio

SOMERSET WEALTH MANAGEMENT

Alpine, WY

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CRD#: 5524632

Professional summary

Nicholas J Coccimiglio, who also goes by Nick Coccimiglio, is a registered financial advisor currently at SOMERSET WEALTH MANAGEMENT, LLC located in Alpine, Wyoming.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicholas has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Coccimiglio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JUSTICE FOR LIFE LLC 209 SOUTH REFUGE PARKWAY, HANGAR 23, ALPINE, WY 83128 SETTLEMENT PLANNER, PAID BY COMMISSION ALSO AN INDEPENDENT INSURANCE AGENT. ACCEPT REFERRALS FROM TRIAL ATTORNEYS AND THEIR CLIENTS AND PROVIDE PLANNING SERVICES THAT WILL LEAD TO THE PLACEMENT OF SUITABLE INVESTMENTS, COMMISSION BASED, NO PERSONAL FINANCIAL INVESTMENT, 40 HOURS PER WORK DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas J Coccimiglio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2021 - Present

SOMERSET WEALTH MANAGEMENT, LLC

RIA

CRD#: 170213

Alpine, WY

Past

January 6, 2011 - November 30, 2020

BARDEN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 141769

AUSTIN, TX

Past

March 25, 2010 - November 8, 2010

EVOLVE INVESTMENT ADVISORS

RIA

CRD#: 131714

AUSTIN, TX

Past

September 1, 2008 - November 8, 2010

EVOLVE SECURITIES, INC.

RIA

CRD#: 127474

SAN FRANCISCO, CA

Past

July 15, 2008 - November 8, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/8/2021)

IAR

Oregon
(11/7/2023)

IAR

Wyoming
(6/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/14/2008

General Securities Representative Examination

Current Firm

SOMERSET WEALTH MANAGEMENT, LLC

CRD#: 170213 / SEC#:

California

Registered Investment Advisory firm - (6/8/2021 Approved)

Oregon

Registered Investment Advisory firm - (9/27/2022 Approved)

Wyoming

Registered Investment Advisory firm - (3/30/2021 Approved)

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Contact information

Main Address

4600 S Kelly Avenue, Portland, OR 97239

Mailing Address

Phone number

(503) 595-1333

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	81
AUM (Assets Under Management)	$ 12,887,312

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas J. Coccimiglio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas J Coccimiglio's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOMERSET WEALTH MANAGEMENT, LLC

BARDEN CAPITAL MANAGEMENT, INC.

EVOLVE INVESTMENT ADVISORS

EVOLVE SECURITIES, INC.

EVOLVE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2008

Series 7

Date: 7/14/2008

Current Firm

SOMERSET WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOMERSET WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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