Marisa Ramaglia
Professional summary
Marisa Ramaglia is a registered financial professional currently at ANDBANC BROKERAGE, LLC located in Miami, Florida.
Marisa is registered as a RR (Registered Representative) and started their career in finance in 2008. Marisa has worked at 4 firms and has passed the Series 99TO, Series 52TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marisa Ramaglia's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2012 - Present
ANDBANC BROKERAGE, LLC
Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131Office #2: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131May 23, 2011 - July 2, 2012
NORTHEAST SECURITIES, LLC
October 23, 2009 - May 2, 2011
ATLAS ONE FINANCIAL GROUP, LLC
September 5, 2008 - October 19, 2009
STANCHART SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2012)
(7/12/2019)
(11/18/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ANDBANC BROKERAGE, LLC
CRD#: 155979 / SEC#: , 8-68759
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
ANDBANC BROKERAGE, LLC
CRD#: 155979Miami, FL 33131TRUST BUT VERIFY
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