Mackenzie S. Zajec
CETERA INVESTMENT ADVISERS LLC
NEW RICHMOND, WI 54017
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CRD#: 5523649
Professional summary
Mackenzie Stephen Zajec, CFP®, who also goes by Mackenzie Zajec, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Richmond, Wisconsin and CETERA WEALTH SERVICES, LLC located in New Richmond, Wisconsin.
Mackenzie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Mackenzie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mackenzie Zajec
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property~'NIR'~N8467 525TH ST~SPRING VALLEY~WI~54767~Rental Property~Owner~2/1/2018~2hrs~0hrs~Maintenance of property, collecting rent, advertisement of property, communication with renters. 2) RUSH2HARVEST - Farming and land lease~'NIR'~N8467 525TH ST~SPRING VALLEY~WI~54767~Other~Owner~7/25/2018~10hrs~0hrs~Building fence, communicating with lessee, signing contracts, collecting payment, depositing payment, working with county agencies in crop and forest production. 3) RUSH RIVER WEALTH MANAGEMENT LLC; POSITION: Owner NATURE: Attorney advised opening a business in order to pay employee, expenses for liability purposes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/06/2022; 246 Tierney Drive, New Richmond WI 54017, US; Establishing for payroll and LLC protection as I hire my first employee. 4) TAX-SMART ADVISORY GROUP LLC POSITION: Member NATURE: Tax-Smart Advisory Group LLC is a Shared Services company for financial Advisors INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/28/2023 ADDRESS: 246 Tierney Drive, New Richmond WI 54017, United States DESCRIPTION: Deal with day to day operations for assisting financial advisors and to provide services that facilitate maintenance and growth of investment and advisory business. 5)SHED STORAGE INCOME POSITION: Owner NATURE: Vehicles, Farm Equipment, and storage items.This will disclose the rental of the shed on new property adjacent to my home N8418 525th StSpring Valley WI 54767? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2024 ADDRESS: 25 North Lake Street, Suite 210, Forest Lake MN 55025, United States DESCRIPTION: Making sure building is maintained if needed 6) RENTAL PROPERTY POSITION: Owner/joint occupant NATURE: Rental of upstairs, I am looking to rent out the extra room upstairs in the home I live in. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 246 Tierney Drive, PO Box # 49, New Richmond WI 54017, United States DESCRIPTION: Rental Agreement for roommate, collect rent income, share the upstairs of my home, Maintenance of property, advertising of room for rent, Communication to renter.
CRS (Client Relationship Summary) - RIA
Click below to view Mackenzie Stephen Zajec's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 246 Tierney Drive Ste. 1, New Richmond, WI 54017RIA
CRD#: 105644
NEW RICHMOND, WI
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 246 Tierney Drive, New Richmond, WI 54017BD
CRD#: 13572
NEW RICHMOND, WI
Past
March 18, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
New Richmond, WI
Past
March 18, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NEW RICHMOND, WI
Past
January 22, 2014 - March 22, 2019
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LAKE ELMO, MN
Past
October 8, 2008 - March 22, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LAKE ELMO, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Nevada(9/5/2025)
RR
Ohio(9/5/2025)
RR
South Dakota(9/5/2025)
RR
West Virginia(9/5/2025)
RR
Wisconsin(9/5/2025)
IAR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644New Richmond, WI 54017TRUST BUT VERIFY
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