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Christopher J. Brady

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT
LOVELL, ME
Some features on this profile are disabled
CRD#: 5523447
CB

Professional summary

Christopher John Brady, who also goes by Chris J Brady, Chris Brady, Christopher J Brady, Christopher Brady, is a registered financial advisor currently at KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC located in Lovell, Maine and VP DISTRIBUTORS LLC located in Los Angeles, California.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris J Brady | Chris Brady | Christopher J Brady | Christopher Brady

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Brady's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 2025 - Present

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 104599
LOVELL, ME
Current

August 26, 2025 - Present

VP DISTRIBUTORS LLC

Office #1: 2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067
BD
CRD#: 3036
Los Angeles, CA
Past

October 5, 2023 - July 25, 2025

RWA WEALTH PARTNERS

RIA
CRD#: 156984
NEWTON, MA
Past

April 12, 2022 - August 9, 2023

CLARENDON PRIVATE LLC

RIA
CRD#: 316616
BOSTON, MA
Past

July 13, 2018 - May 2, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

May 24, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BOSTON, MA
Past

July 5, 2010 - August 22, 2011

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BOSTON, MA
Past

November 26, 2009 - April 20, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA
Registered Investment Advisory firm - (5/22/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/26/2025)
IAR
Maine
(9/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/3/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/4/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599 / SEC#: 801-24241

RIA
Registered Investment Advisory firm - (5/22/1985 Approved)
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Contact information

Main Address
2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 556-2721
Established
Firm type
Fiscal year end
# of Employees
119

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KAR ADV PART 2A 3/26/2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts27,435
AUM (Assets Under Management)$ 45,493,862,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD#: 104599Lovell, ME

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