JM
Joshua L. Mcbride
UNITED BROKERAGE SERVICES,
Parkersburg, WV 26101
Some features on this profile are disabled
CRD#: 5523362
JM
Professional summary
Joshua Lee Mcbride, who also goes by Josh Mcbride, is a registered financial advisor currently at UNITED BROKERAGE SERVICES, INC located in Parkersburg, West Virginia.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joshua has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Mcbride
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ONLINE BUSINESS POSITION: Co owner NATURE: Wife and I are attempting to start an online drop shipping business...testing various products...jewelry...fitness products etc.Right now have had very few sales and expenses are out weighing earnings. Will update if/when revenue increases. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 1405 10th St, Vienna WV 26105
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Lee Mcbride's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Lee Mcbride's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2021 - Present
UNITED BROKERAGE SERVICES, INC
Office #1: 514 Market Street, Parkersburg, WV 26101Office #2: 2650 Grand Central Avenue, Vienna, WV 26105Office #3: #1 Rosemar Circle, Parkersburg, WV 26101RIA
BD
CRD#: 39062
Parkersburg, WV
Current
October 25, 2021 - Present
UNITED BROKERAGE SERVICES, INC
Office #1: 514 Market Street, Parkersburg, WV 26101Office #2: 2650 Grand Central Avenue, Vienna, WV 26105Office #3: #1 Rosemar Circle, Parkersburg, WV 26101RIA
BD
CRD#: 39062
Parkersburg, WV
Past
March 2, 2021 - October 19, 2021
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
ATLANTA, GA
Past
February 17, 2021 - October 19, 2021
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
PARKERSBURG, WV
Past
January 2, 2018 - March 2, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
September 9, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
PARKERSBURG, WV
Past
September 6, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
PARKERSBURG, WV
Past
February 15, 2012 - September 12, 2016
UNITED BROKERAGE SERVICES, INC
RIA
CRD#: 39062
BECKLEY, WV
Past
January 23, 2012 - September 12, 2016
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
BECKLEY, WV
Past
April 28, 2008 - December 31, 2010
FOCUS FINANCIAL INVESTMENT GROUP, LLC
RIA
CRD#: 146645
CHARLESTON, WV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
UNITED BROKERAGE SERVICES, INC
UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC
CRD#: 39062 / SEC#: 801-80804, 8-48685
RIA
Registered Investment Advisory firm - SEC (1/9/2015 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Kentucky
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/26/2015 Terminated)New Jersey
Registered Investment Advisory firm - SEC (1/30/2015 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (1/22/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Virginia
Registered Investment Advisory firm - SEC (1/21/2015 Terminated)West Virginia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2024)
RR
Arizona(12/14/2021)
RR
California(10/25/2021)
RR
Colorado(12/14/2021)
RR
Connecticut(10/25/2021)
RR
District of Columbia(3/7/2022)
RR
Florida(10/25/2021)
RR
Georgia(10/25/2021)
RR
Illinois(6/10/2025)
RR
Kentucky(10/25/2021)
IAR
Kentucky(6/2/2023)
RR
Louisiana(10/25/2021)
RR
Maryland(10/25/2021)
RR
Michigan(10/25/2021)
RR
Minnesota(1/28/2022)
RR
Nevada(4/24/2025)
RR
New York(10/25/2021)
RR
North Carolina(10/25/2021)
RR
Ohio(10/25/2021)
IAR
Ohio(10/25/2021)
RR
Pennsylvania(10/25/2021)
RR
South Carolina(10/25/2021)
RR
Tennessee(8/29/2025)
RR
Texas(12/14/2021)
RR
Virginia(10/25/2021)
RR
Washington(12/14/2021)
RR
West Virginia(10/25/2021)
IAR
West Virginia(10/29/2021)
RR
Wyoming(12/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
UNITED BROKERAGE SERVICES, INC
UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC
CRD#: 39062 / SEC#: 801-80804, 8-48685
RIA
Registered Investment Advisory firm - SEC (1/9/2015 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Kentucky
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/26/2015 Terminated)New Jersey
Registered Investment Advisory firm - SEC (1/30/2015 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (1/22/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Virginia
Registered Investment Advisory firm - SEC (1/21/2015 Terminated)West Virginia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
514 Market Street, Parkersburg, WV 26101
Mailing Address
P. O. Box 1508, Parkersburg, WV 26102-1508
Phone number
(888) 424-6158
Established
West Virginia since 04/24/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
101
SEC notice filing (17 States and Territories)
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED ASSET MANAGEMENT CORP. | OWNER | |
| ADAMS, RICHARD MATTHEW JR | CHAIRMAN OF THE BOARD/DIRECTOR | 2656091 |
| BOARD, ANGIE MARIE | FINOP | 6464533 |
| EARL, MICHEAL LEN | CHIEF COMPLIANCE OFFICER | 4266715 |
| GURTIS, JULIE RITCHIE | DIRECTOR | |
| HUMPHREY, MATTHEW LEE | CHIEF EXECUTIVE OFFICER/DIRECTOR | 5943475 |
| MOCK, DONALD FREDERICK | DIRECTOR | 5059205 |
| MUDLAFF, THOMAS JAMES | CHIEF OPERATIONS OFFICER | 2359466 |
| REYNOLDS, FRANK KEVIN | DIRECTOR | 5731814 |
| SHAVER, AMI LEE | DIRECTOR | 2771684 |
Regulatory assets under management
| Total Number of Accounts | 1,889 |
| AUM (Assets Under Management) | $ 389,130,559 |
Disclosures
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
