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Teshay D. Flowers
TLWM FINANCIAL
Arlington, TX 76018
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CRD#: 5522593
TF
Professional summary
Teshay Deon Flowers is a registered financial advisor currently at TLWM FINANCIAL located in Arlington, Texas and LPL FINANCIAL LLC located in Arlington, Texas.
Teshay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Teshay has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/01/2016 - TDF Platinum Wealth Management/ DBA for LPL Business (entity for LPL business)/ 95%/ ARLINGTON, TX
2. 03/02/2016 * TDF Platinum Wealth Management * Registered Investment Advisor DBA * Registered Investment Advisor DBA * (HYBRID) TDF Platinum Wealth Management * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 3/1/2016 * TIME SPENT 4%
3. 03/02/2016 * Texas Legacy Wealth Management * Registered Investment Advisor Hybrid * (HYBRID0 Texas Legacy Wealth Management * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 2/29/2016 * 1 HR/MO NOT DURING SECS TRDG HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Teshay Deon Flowers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2016 - Present
TLWM FINANCIAL
Office #1: 3901 Arlington Highlands Blvd. Suite 200, Arlington, TX 76018RIA
CRD#: 158305
Arlington, TX
Current
March 1, 2016 - Present
LPL FINANCIAL LLC
Office #1: 3901 Arlington Highlands Blvd Ste 200, Arlington, TX 76018RIA
BD
CRD#: 6413
Arlington, TX
Past
August 6, 2008 - February 24, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ARLINGTON, TX
Past
July 18, 2008 - February 24, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ARLINGTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TLWM FINANCIAL
DOULOS WEALTH MANAGEMENT | TLWM, LLC | TLWM FINANCIAL | TEXAS LEGACY WEALTH MANAGEMENT | TDF PLATINUM WEALTH MANAGEMENT | RSB WEALTH STRATEGIES | PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC | JORDAN FINANCIAL GROUP, INC. | FREE FINANCIAL GROUP
CRD#: 158305 / SEC#: 801-79214
RIA
Registered Investment Advisory firm - (2/28/2014 Approved)Texas
Registered Investment Advisory firm - (3/3/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/1/2016)
IAR
California(3/2/2016)
RR
Georgia(3/1/2016)
RR
Kansas(2/18/2025)
RR
New Mexico(3/17/2021)
RR
Texas(3/1/2016)
IAR
Texas(3/1/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
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TLWM FINANCIAL
DOULOS WEALTH MANAGEMENT | TLWM, LLC | TLWM FINANCIAL | TEXAS LEGACY WEALTH MANAGEMENT | TDF PLATINUM WEALTH MANAGEMENT | RSB WEALTH STRATEGIES | PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC | JORDAN FINANCIAL GROUP, INC. | FREE FINANCIAL GROUP
CRD#: 158305 / SEC#: 801-79214
RIA
Registered Investment Advisory firm - (2/28/2014 Approved)Texas
Registered Investment Advisory firm - (3/3/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40 Ne Loop 410 Suite 644, San Antonio, TX 78216
Mailing Address
Phone number
+1 (877) 348-8822
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,008 |
| AUM (Assets Under Management) | $ 577,253,765 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
