Robert A. Jarvis
Professional summary
Robert Andrew Jarvis is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Andrew Jarvis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 4, 2017 - June 1, 2017
CETERA WEALTH SERVICES, LLC
January 4, 2016 - June 10, 2016
AXCELUS FINANCIAL DISTRIBUTION COMPANY
June 19, 2014 - December 31, 2015
INSIGHT SECURITIES, INC.
May 19, 2008 - July 2, 2014
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2023)
(3/27/2023)
(7/25/2023)
(5/24/2017)
(7/31/2025)
(8/2/2021)
(10/29/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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