Matthew W. Otto
Professional summary
Matthew W Otto is a registered financial professional currently at MATRIX EXECUTIONS, LLC located in Chicago, Illinois.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 1 firm and has passed the Series 57TO, SIE, Series 99 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew W Otto's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2019 - Present
MATRIX EXECUTIONS, LLC
Office #1: 141 W Jackson Blvd Suite 2020a, Chicago, IL 60606Office #2: 141 W Jackson Blvd Suite 2020a, Chicago, IL 60604July 31, 2012 - September 3, 2013
MATRIX EXECUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/28/2020
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MATRIX EXECUTIONS, LLC
CRD#: 38455 / SEC#: , 8-48255
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
Red Flags
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