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CRD#: 38455
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MATRIX EXECUTIONS, LLC is located at 141 W Jackson Blvd Suite 2020a, Chicago, IL 60604 and was first established at Chicago, Illinois in 02/14/2002. After operating for 24 years, MATRIX EXECUTIONS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MATRIX EXECUTIONS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MATRIX EXECUTIONS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MATRIX EXECUTIONS, LLC are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MATRIX EXECUTIONS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MATRIX EXECUTIONS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MATRIX EXECUTIONS, LLC Comes From

Understanding the Statistics for MATRIX EXECUTIONS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
9

FIRM INFORMATION

Main Address
141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
Mailing Address
141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
Firm Size
Small
Phone Number
(312) 334-8040
Established
Illinois since 02/14/2002
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MATRIX EXECUTIONS HOLDINGS, LLCMEMBER
GREENBERG, ALLEN DAVIDCHIEF OPERATIONS OFFICER1423999
NAYLOR, JORDAN WILLIAMCHIEF EXECUTIVE OFFICER2502309
RAZA, ZOHAIBCHIEF FINANCIAL OFFICER/FINOP7049272
WILLIAMS, JETAUN JENICECHIEF COMPLIANCE OFFICER & AMLCO3257770

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Advisor's working at MATRIX EXECUTIONS, LLC

FG

Francis Paul Gleason

Francis Gleason
RR
CRD#: 1243819
Location:
Chicago, IL 60606
Company:
MATRIX EXECUTIONS, LLC
Disclosures:
Experience:
14 years
View Profile
FD

Frank Salvatore Dorn

Frank S Dorn
RR
CRD#: 1476365
Location:
Chicago, IL 60604
Company:
MATRIX EXECUTIONS, LLC
Disclosures:
Experience:
31 years
View Profile
MW

Matthew Wayne Wilson

Matthew Wilson
RR
CRD#: 7406294
Location:
Chicago, IL 60604
Company:
MATRIX EXECUTIONS, LLC
Disclosures:
Experience:
4 years
View Profile
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