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SK

Sean R. Kommerstad

GRIMES & COMPANY
WESTBOROUGH, MA 01581
Some features on this profile are disabled
CRD#: 5519302
SK

Professional summary

Sean Robert Kommerstad, CIMA®, who also goes by Sean Kommerstad, is a registered financial advisor currently at GRIMES & COMPANY located in Westborough, Massachusetts.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sean Kommerstad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
09/2022-Present: Sean Kommerstad serves as a consultant to Gradient Investments, LLC. Mr. Kommerstad provides his expertise of Gradient Tactical Rotation investment strategy and IGTR ETF to Gradient, while he also provides support in the implementation of the strategy. Additionally, Mr. Kommerstad supports Gradient's marketing efforts by attending roadshows and other marketing events. Mr. Kommerstad dedicates about 40 hours per month on this activity, and 20 to 30 hours is devoted during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Robert Kommerstad's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

November 3, 2025 - Present

GRIMES & COMPANY

Office #1: One Technology Drive Suite 100, Westborough, MA 01581
RIA
CRD#: 109420
WESTBOROUGH, MA
Past

April 7, 2016 - October 30, 2025

TWO RIVERS CAPITAL CONSULTING

RIA
CRD#: 169926
INDIAN HILLS, CO
Past

September 29, 2015 - January 4, 2016

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
Denver, CO
Past

October 31, 2012 - January 4, 2016

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
DOWNERS GROVE, IL
Past

March 2, 2010 - October 15, 2012

VARIABLE INVESTMENT ASSOCIATES, INC.

BD
CRD#: 44412
TEA, SD
Past

April 30, 2008 - October 30, 2009

BELLEVUE CHICAGO, LLC

BD
CRD#: 106069
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA
Registered Investment Advisory firm - (1/28/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(11/3/2025)
IAR
Texas
(11/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/24/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/4/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/29/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/1/2009
General Securities Principal Examination

Current Firm

G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA
Registered Investment Advisory firm - (1/28/2000 Approved)
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Contact information

Main Address
One Technology Drive Suite 100, Westborough, MA 01581
Mailing Address
Phone number
(508) 366-3883
Established
Firm type
Fiscal year end
# of Employees
53

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GRIMES & COMPANY WEALTH MANAGEMENT, LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts9,415
AUM (Assets Under Management)$ 5,592,556,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRIMES & COMPANY

CRD#: 109420Westborough, MA 01581

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