David R. Thatcher
CYPRESS WEALTH SERVICES
Palm Desert, CA 92260
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CRD#: 5518858
Professional summary
David Reeder Thatcher, CFP®, who also goes by David R Thatcher, is a registered financial advisor currently at CYPRESS WEALTH SERVICES, LLC located in Palm Desert, California and M. S. HOWELLS & CO. located in Palm Desert, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. David has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David R Thatcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JULY 2017; CYPRESS WEALTH SERVICES, LLC, PALM DESERT, CA; INVESTMENT RELATED; FINANCIAL PLANNING AND ASSET MANAGEMENT; PARTNER; DEVOTES 160 HRS/MTH DURING MARKET HOURS. 2. JULY 2017; SECOND GROWTH FINANCIAL, BERMUDA DUNES, CA; PERSONAL HOLDING COMPANY FOR INTERESTS IN CYPRESS WEALTH SERVICES, LLC. ; PRESIDENT; DEVOTES 1 HR/MONTH DURING NON MARKET HOURS. 3. JULY 2017; INDEPENDENT INSURANCE PROFESSIONAL, PALM DESERT, CA; NON INVESTMENT RELATED; SALES OF INSURANCE; DEVOTES 5 HRS/MONTH DURING NON MARKET HOURS. 4. JULY 2017; ROKUNIN, LLC, BERMUDA DUNES, CA; NON INVESTMENT REALTED; HOLDING COMPANY FOR INTERESTS IN THE BUILDING CYPRESS WEALTH SERVICES, LLC OCCUPIES; PARTNER; DEVOTES 1 HR/MONTH DURING NON MARKET HOURS. 5. June 2023; LEMONICA, LLC, BERMUDA DUNES, CA; NON INVESTMENT RELATED; 43228 Moore CI. Bermuda Dunes, CA 92203; Nature- AGRICULTURE; Position/Title- MEMBER; Start date- 03.01.2019; 8 hours per month, 0 of those hours during normal trading hours; Description- PROCURING/MANAGING SUPPLIER AND/OR CUSTOMER CONTRACTS; 6. AUG 2020; MONGOOSE CITRUS, LLC, BERMUDA DUNES, CA; NON INVESTMENT RELATED; PASS THOUGH ENTITY FOR OWNERSHIP OF SHARES OF LEMONICA; OWNER/PRESIDENT; DEVOTE 1 HR/MONTH DURING NON MARKET HOURS. 7. MAR 2021; FLYING DRAGON, LLC, HIGHLAND, UT; NON INVESTMENT RELATED; PASS THROUGH ENTITY FOR INVESTMENT AND OWNERSHIP OF SHARES OF LEMONICA; INVESTOR THROUGH MONGOOSE CITRUS, LLC FOR SHARES OF LEMONICA; DEVOTES 1 HR/MONTH DURING NON MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view David Reeder Thatcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 17, 2017 - Present
CYPRESS WEALTH SERVICES, LLC
Office #1: 74150 Country Club Drive, Palm Desert, CA 92260RIA
CRD#: 288992
Palm Desert, CA
Current
March 25, 2021 - Present
M. S. HOWELLS & CO.
Office #1: 74150 Country Club Drive, Palm Desert, CA 92260BD
CRD#: 104100
Palm Desert, CA
Past
May 5, 2014 - December 31, 2017
INTEGRATED WEALTH MANAGEMENT, INC.
RIA
CRD#: 106335
PALM DESERT, CA
Past
April 25, 2014 - March 1, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
PALM DESERT, CA
Past
June 1, 2009 - May 7, 2014
MORGAN STANLEY
RIA
CRD#: 149777
PALM DESERT, CA
Past
June 1, 2009 - May 7, 2014
MORGAN STANLEY
BD
CRD#: 149777
PALM DESERT, CA
Past
September 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PALM DESERT, CA
Past
September 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PALM DESERT, CA
Past
August 29, 2008 - September 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
INDIAN WELLS, CA
Past
June 27, 2008 - September 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
INDIAN WELLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CYPRESS WEALTH SERVICES, LLC
CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP
CRD#: 288992 / SEC#: 801-110836
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/25/2021)
IAR
California(7/17/2017)
RR
California(3/25/2021)
RR
Florida(3/25/2021)
RR
Hawaii(3/25/2021)
RR
Illinois(3/25/2021)
RR
New Jersey(7/23/2024)
RR
Oregon(3/25/2021)
RR
South Dakota(6/14/2023)
RR
Washington(3/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CYPRESS WEALTH SERVICES, LLC
CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP
CRD#: 288992 / SEC#: 801-110836
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
74150 Country Club Drive, Palm Desert, CA 92260
Mailing Address
Phone number
(760) 834-7250
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,882 |
| AUM (Assets Under Management) | $ 965,541,741 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CYPRESS WEALTH SERVICES, LLC
CRD#: 288992Palm Desert, CA 92260TRUST BUT VERIFY
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