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AJ

Amy L. Johnston

Some features on this profile are disabled
CRD#: 5518427
AJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amy Lynn Johnston, AIF®, who also goes by Amy Lynn Chambers, Amy Lynn Chambers, Amy Lynn Johnston, Amy Lynn Pennington, was a registered financial professional .

Amy is a previously registered financial professional and started their career in finance in 2011. Amy had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy Lynn Chambers | Amy Lynn Chambers | Amy Lynn Johnston | Amy Lynn Pennington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Past

October 5, 2021 - May 17, 2024

PRIME CAPITAL FINANCIAL

RIA
CRD#: 288712
Omaha, NE
Past

February 24, 2020 - September 30, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LAVISTA, NE
Past

January 15, 2020 - September 30, 2021

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LAVISTA, NE
Past

June 28, 2018 - December 16, 2019

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
OMAHA, NE
Past

June 15, 2018 - December 16, 2019

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
OMAHA, NE
Past

March 9, 2016 - May 29, 2018

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

November 4, 2013 - February 11, 2016

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
OVERLAND PARK, KS
Past

March 4, 2011 - February 11, 2016

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRIME CAPITAL FINANCIAL
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS

CRD#: 288712 / SEC#: 801-110709

RIA
Registered Investment Advisory firm - (6/23/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/31/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/5/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/3/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/7/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/3/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRIME CAPITAL FINANCIAL
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS

CRD#: 288712 / SEC#: 801-110709

RIA
Registered Investment Advisory firm - (6/23/2017 Approved)
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Contact information

Main Address
6201 College Blvd. Suite #150, Overland Park, KS 66211
Mailing Address
Phone number
(800) 493-6226
Established
Firm type
Fiscal year end
# of Employees
387

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCF FORM ADV PART 2A 06-2025 (REVISED 060625) (6/6/2025)
PCF FORM ADV 2A APPENDIX 1 - WRAP FEE BROCHURE FOR LIMITED ADVISORY SERVICES 06-2025 (REVISED 060625) (6/6/2025)
PCF FORM ADV PART 2A - RETIREMENT PLAN SERVICES 06-2025 (REVISED 060625) (6/6/2025)
PCF FORM ADV 2A APPENDIX 1 - WRAP FEE BROCHURE FOR ASSET MANAGEMENT SERVICES 03-2025 (REVISED 030625) (3/6/2025)

Regulatory assets under management

Total Number of Accounts44,399
AUM (Assets Under Management)$ 30,111,066,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIME CAPITAL FINANCIAL

PRIME CAPITAL FINANCIAL

CRD#: 288712

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