KL
Kevin J. Lehman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Des Moines, IA 50312
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CRD#: 5516843
KL
Professional summary
Kevin J Lehman, who also goes by Kevin John Lehman, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Des Moines, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Des Moines, Iowa.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kevin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin John Lehman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 05/05/20 2) VISION FINANCIAL GROUP, 4140 GRAND AVE, DES MOINES, IA, DBA FOR FINANCIAL SERVICES, 45/WK- 30/TRADING 3) VISION FINANCIAL GROUP, 4140 GRAND AVE, DES MOINES, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,05/15/20, INV REL, 5/WK- 5/TRADING 4) FINANCIAL INTEGRATORS, 4140 Grand Avenue, Des Moines IA 50312, 01/2025, W2 EMPLOYEE, DBA NAME, INV REL, 180 HR/MO - 140 HR/MO TRADING. 5) ANKENY INSTRUMENTAL MUSIC FOUNDATION, PO Box 753, Ankeny IA 50021, United States, 09/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO: 2, HR/MO TRADING: 0 6) KJL CAPITAL LLC, 4140 Grand Ave, Des Moines IA 50312, United States, 10/17/2025, Owner, Owner/Partner of a Business Entity, NIR, (1) HR/MO - (160) HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kevin J Lehman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 4140 Grand Ave., Des Moines, IA 50312RIA
CRD#: 134139
Des Moines, IA
Current
May 5, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4140 Grand Ave., Des Moines, IA 50312BD
CRD#: 39543
Des Moines, IA
Past
February 12, 2020 - May 11, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
DES MOINES, IA
Past
February 10, 2020 - May 11, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
DES MOINES, IA
Past
February 17, 2017 - February 10, 2020
EDWARD JONES
RIA
CRD#: 250
AMES, IA
Past
February 17, 2017 - February 10, 2020
EDWARD JONES
BD
CRD#: 250
AMES, IA
Past
May 10, 2016 - February 21, 2017
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
DES MOINES, IA
Past
March 17, 2016 - February 21, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DES MOINES, IA
Past
May 21, 2008 - December 8, 2015
DIRECTED SERVICES LLC
BD
CRD#: 21675
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/30/2021)
RR
Arizona(10/28/2022)
RR
California(2/1/2022)
RR
Colorado(4/30/2021)
RR
Florida(11/12/2020)
RR
Illinois(2/15/2022)
RR
Indiana(1/4/2021)
RR
Iowa(5/5/2020)
IAR
Iowa(5/5/2020)
RR
Kansas(1/4/2021)
RR
Michigan(11/18/2022)
RR
Minnesota(5/5/2020)
RR
Missouri(5/5/2020)
RR
Nebraska(9/28/2022)
RR
Nevada(11/18/2022)
RR
North Carolina(11/21/2022)
RR
Ohio(9/21/2022)
RR
Oregon(11/18/2022)
RR
Pennsylvania(1/4/2021)
RR
Tennessee(11/18/2022)
RR
Texas(1/4/2021)
IAR
Texas(1/4/2021)
RR
Utah(4/30/2021)
RR
Vermont(2/15/2022)
RR
West Virginia(6/24/2021)
RR
Wisconsin(11/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Des Moines, IA 50312TRUST BUT VERIFY
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