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JV

Joel Vanovitch

TAPP ENGINE SECURITIES
Quincy, MA 02169
Some features on this profile are disabled
CRD#: 5516355
JV

Professional summary

Joel Vanovitch is a registered financial professional currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts.

Joel is registered as a RR (Registered Representative) and started their career in finance in 2012. Joel has worked at 3 firms and has passed the SIE, Series 99 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Vanovitch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2026 - Present

TAPP ENGINE SECURITIES

Office #1: 1400 Hancock St. 6th Floor, Quincy, MA 02169
BD
CRD#: 314806
Quincy, MA
Past

November 14, 2018 - July 3, 2025

VALLEY FINANCIAL MANAGEMENT, INC.

BD
CRD#: 105387
New York, NY
Past

May 11, 2012 - April 23, 2018

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 4/23/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 5/10/2012
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/14/2018
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TE
TAPP ENGINE SECURITIES
TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC

CRD#: 314806 / SEC#: , 8-70723

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1400 Hancock St. 6th Floor, Quincy, MA 02169
Mailing Address
1400 Hancock St. 6th Floor, Quincy, MA 02169
Phone number
(617) 221-6545
Established
Delaware since 06/17/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TAPP ENGINE, INC.PARENT COMPANY
HOCKADAY, SHAWN PIERRECOO, POO2882891
OSUNSANYA, TOSINCEO3117458
PETERS, ROBERT WILLIAMFINOP, PFO1704577
WISHNIVETSKI, ELICCO4424907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAPP ENGINE SECURITIES

CRD#: 314806Quincy, MA 02169

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