Stewart D. Preziose

ASHTON THOMAS PRIVATE WEALTH

San Francisco, CA 94104

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CRD#: 5515729

Professional summary

Stewart Driscoll Preziose, who also goes by Stewart D Preziose, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in San Francisco, California.

Stewart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Stewart has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stewart D Preziose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rockwell Owners Association; Not Investment-Related; 1688 Pine Street, San Francisco, CA 94109; Homeowners Association; Treasurer; 5/17/2023; 5 hours/month; Payment and tax return approvals, general HOA duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stewart Driscoll Preziose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2025 - Present

ASHTON THOMAS PRIVATE WEALTH

Office #1: 580 California Street 12th Floor, San Francisco, CA 94104

RIA

CRD#: 153902

San Francisco, CA

Past

August 6, 2019 - June 10, 2025

SVB WEALTH

RIA

CRD#: 172832

San Francisco, CA

Past

November 16, 2015 - November 13, 2017

CHEQUERS FINANCIAL MANAGEMENT LLC

RIA

CRD#: 175209

San Francisco, CA

Past

December 20, 2011 - February 21, 2012

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/30/2025)

IAR

California
(5/22/2025)

IAR

New York
(5/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/5/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/2011

General Securities Representative Examination

Current Firm

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

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Contact information

Main Address

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 732-4745

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 WRAP FEE PROGRAM BROCHURE (5/5/2025)

ADV PART 2A FIRM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,733
AUM (Assets Under Management)	$ 4,051,333,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stewart D. Preziose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stewart Driscoll Preziose's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHTON THOMAS PRIVATE WEALTH

SVB WEALTH

CHEQUERS FINANCIAL MANAGEMENT LLC

INDEPENDENT FINANCIAL GROUP, LLC

Primary Firm SEC Registration

ASHTON THOMAS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2015

Series 66

Date: 11/5/2013

Series 7

Date: 12/19/2011

Current Firm

ASHTON THOMAS PRIVATE WEALTH

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHTON THOMAS PRIVATE WEALTH

TRUST BUT VERIFY

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