Stephanie Johnston
Professional summary
Stephanie Johnston, CFP®, who also goes by Stephanie Sue Aruta, Stephanie S Johnston, Stephanie Sue Johnston, Stephanie Johnston, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Crystal Lake, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Stephanie has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Johnston's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
September 19, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4671 Town Center Pkwy, Jacksonville, FL 32246September 25, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 17, 2019 - July 1, 2023
ROBERT W. BAIRD & CO. INCORPORATED
April 17, 2019 - July 1, 2023
ROBERT W. BAIRD & CO. INCORPORATED
October 19, 2018 - May 10, 2019
LPL FINANCIAL LLC
October 19, 2018 - May 10, 2019
LPL FINANCIAL LLC
February 2, 2018 - October 22, 2018
CETERA WEALTH SERVICES, LLC
February 2, 2018 - October 22, 2018
CETERA WEALTH SERVICES, LLC
August 29, 2016 - February 1, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
August 29, 2016 - February 1, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
September 3, 2014 - August 22, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 2, 2014 - August 22, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 9, 2010 - July 11, 2014
ROBERT W. BAIRD & CO. INCORPORATED
December 7, 2009 - July 11, 2014
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
