Sara N. Glaz

MWM GROUP LLC

Cedarhurst, NY 11516

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CRD#: 5514854

Professional summary

Sara Nmn Glaz, who also goes by Sara Glaz Aloni, Sara E Glaz, Sara Glaz, Sara Monroe, is a registered financial advisor currently at MWM GROUP LLC located in Cedarhurst, New York.

Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Sara has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sara Glaz Aloni | Sara E Glaz | Sara Glaz | Sara Monroe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MWM GROUP LLC. INVESTMENT RELATED. 335 Washington Ave Cedarhurst, NY 11516. INVESTMENTS. ASSOCIATE. START 11/2/2015 25 HOURS PER MONTH, 25 DURING TRADING. CLERICAL. 2) Women's Estate Planning Group. Not Investment Related. 3 Rhinehart Place, Inwood NY 11096. A method of market my niche as a financial advisor for women. Founder. Start 1/2019. Minimal hours per month. Used for marketing purposes. 3) Fixed Life Insurance; Not Investment Related; 1193 9th St. Far Rockaway, NY 11691; Fixed Insurance; 3 Hrs/mo; 3 during trading; Selling Term Life Insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Nmn Glaz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2021 - Present

MWM GROUP LLC

Office #1: 335 Washington Ave, Cedarhurst, NY 11516

RIA

CRD#: 164123

Cedarhurst, NY

Past

November 23, 2015 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Cedarhurst, NY

Past

August 10, 2015 - November 17, 2015

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MWM GROUP LLC

CRD#: 164123 / SEC#: 801-76661

RIA

Registered Investment Advisory firm - (5/12/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/21/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2015

General Securities Representative Examination

Current Firm

MWM GROUP LLC

CRD#: 164123 / SEC#: 801-76661

RIA

Registered Investment Advisory firm - (5/12/2012 Approved)

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Contact information

Main Address

335 Washington Ave, Cedarhurst, NY 11516

Mailing Address

Phone number

(718) 696-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MWM GROUP FORM ADV PART 2A WRAP (3/28/2025)

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 362,427,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sara N. Glaz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Nmn Glaz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

MWM GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2021

Series 63

Date: 3/21/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2015

Current Firm

MWM GROUP LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MWM GROUP LLC

TRUST BUT VERIFY

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