Rajeshkumar U. Kothari
Professional summary
Rajeshkumar Ujamlal Kothari, who also goes by Raj Kothari, Rajesh Ujamlal Kothari, is a registered financial professional currently at CASCADE PARTNERS BD, LLC located in Southfield, Michigan.
Rajeshkumar is registered as a RR (Registered Representative) and started their career in finance in 2009. Rajeshkumar has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rajeshkumar Ujamlal Kothari's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2009 - Present
CASCADE PARTNERS BD, LLC
Office #1: 1000 Town Center Suite 1100, Southfield, MI 48075Office #2: 1000 Town Center Suite 1100, Southfield, MI 48075Office #3: 161 Ottawa Nw Suite 301, Grand Rapids, MI 49503State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2010)
(1/6/2022)
(7/23/2018)
(1/12/2012)
(11/30/2022)
(1/22/2014)
(2/12/2010)
(1/18/2011)
(11/20/2018)
(6/25/2009)
(5/25/2021)
(1/12/2023)
(10/31/2018)
(2/24/2023)
(1/4/2023)
(11/30/2022)
(11/30/2022)
(4/6/2015)
(1/4/2023)
(1/10/2023)
(8/28/2018)
(7/25/2018)
(12/12/2017)
(2/1/2024)
(9/30/2011)
(11/30/2022)
(11/30/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/17/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CASCADE PARTNERS BD, LLC
CRD#: 148739 / SEC#: , 8-68063
Contact information
FINRA licenses (31 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASCADE PARTNERS LLC | MEMBER | |
| KOTHARI, RAJESHKUMAR UJAMLAL | CEO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, CCO | 5514025 |
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