Rajeshkumar Ujamlal Kothari
Professional Summary
Rajeshkumar Ujamlal Kothari, who also goes by Raj Kothari, Rajesh Ujamlal Kothari, is a registered financial advisor currently at CASCADE PARTNERS BD, LLC located in Southfield, Michigan. Rajeshkumar is registered as a RR (Registered Representative) and started their career in finance in 2009. Rajeshkumar has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Raj Kothari, Rajesh Ujamlal Kothari
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
CASCADE PARTNERS BD LLC | SENECA PARTNERS BD, LLC | SENECA PARTNERS BD, LLC | CASCADE PARTNERS BD, LLC
Contact Information
Main Address
1000 Town Center Suite 1100, Southfield, MI 48075Mailing Address
1000 Town Center Suite 1100, Southfield, MI 48075Phone Number
248-430-6266, X101Established
Michigan since 10/30/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASCADE PARTNERS LLC | MEMBER | — |
| KOTHARI, RAJESHKUMAR UJAMLAL | CEO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, CCO | 5514025 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/26/2010)
(1/6/2022)
(7/23/2018)
(1/12/2012)
(11/30/2022)
(1/22/2014)
(2/12/2010)
(1/18/2011)
(11/20/2018)
(6/25/2009)
(5/25/2021)
(1/12/2023)
(10/31/2018)
(2/24/2023)
(1/4/2023)
(11/30/2022)
(11/30/2022)
(4/6/2015)
(1/4/2023)
(1/10/2023)
(8/28/2018)
(7/25/2018)
(12/12/2017)
(2/1/2024)
(9/30/2011)
(11/30/2022)
(11/30/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2008About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Rajeshkumar Ujamlal Kothari's CRS (Customer Relationship Summary).
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