Joseph A. Sunday

SMITH BRUER

Tallahassee, FL 32317

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CRD#: 5513706

Professional summary

Joseph Alexander Sunday, CFP® is a registered financial advisor currently at SMITH BRUER located in Tallahassee, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joseph has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE PRODUCTS AS WELL AS HEALTH INSURANCE THROUGH VARIOUS INSURANCE CARRIERS AND ADMINISTRATION. 2007 - PRESENT. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alexander Sunday's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

May 4, 2021 - Present

SMITH BRUER

Office #1: 1700 Summit Lake Drive Suite 102, Tallahassee, FL 32317

RIA

CRD#: 284508

Tallahassee, FL

Past

August 30, 2011 - June 19, 2017

WILBANKS SECURITIES, INC.

CRD#: 40673

BAINBRIDGE, GA

Past

August 29, 2011 - June 19, 2017

WILBANKS SECURITIES ADVISORY

RIA

CRD#: 118304

BAINBRIDGE, GA

Past

April 6, 2009 - February 3, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BAINBRIDGE, GA

Past

April 1, 2009 - February 3, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

BAINBRIDGE, GA

Past

April 25, 2008 - December 31, 2008

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BAINBRIDGE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMITH BRUER

SMITH BRUER | SMITH BRUER PROFESSIONAL GUIDED ADVICE | SMITH BRUER ADVISORS, LLC | SMITH BRUER ADVISORS

CRD#: 284508 / SEC#: 801-116727

RIA

Registered Investment Advisory firm - (6/6/2019 Approved)

Florida

Registered Investment Advisory firm - (8/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/9/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2008

General Securities Representative Examination

Current Firm

SMITH BRUER

SMITH BRUER | SMITH BRUER PROFESSIONAL GUIDED ADVICE | SMITH BRUER ADVISORS, LLC | SMITH BRUER ADVISORS

CRD#: 284508 / SEC#: 801-116727

RIA

Registered Investment Advisory firm - (6/6/2019 Approved)

Florida

Registered Investment Advisory firm - (8/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

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Contact information

Main Address

1700 Summit Lake Drive Suite 102, Tallahassee, FL 32317

Mailing Address

Phone number

(850) 877-0803

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMITH BRUER ADVISORS ADV BROCHURE (8/20/2025)

Regulatory assets under management

Total Number of Accounts	419
AUM (Assets Under Management)	$ 198,230,406

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph A. Sunday

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alexander Sunday's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILBANKS SECURITIES, INC.

WILBANKS SECURITIES ADVISORY

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SMITH BRUER

State Registrations and Notice Filings

Exams

Series 66

Date: 7/9/2008

SIE

Date: 6/19/2017

Series 7

Date: 4/24/2008

Current Firm

SMITH BRUER

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMITH BRUER

TRUST BUT VERIFY

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