JD
Joni M. Deakins
CETERA INVESTMENT ADVISERS LLC
Porter Ranch, CA 91326
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CRD#: 5513421
JD
Professional summary
Joni Maemarie Deakins, who also goes by Joni Deakins, Joan Maemarie Hunter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Porter Ranch, California and CETERA WEALTH SERVICES, LLC located in Encino, California.
Joni is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joni has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joni Deakins | Joan Maemarie Hunter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2009 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND HEALTH 2. NAME OF OTHER BUSINESS: FORTUNES FOOL INVESTMENT RELATED: NO ADDRESS: PORTER RANCH, CA 91326 NATURE OF BUSINESS: PASS-THROUGH ENTITY FOR TAX PURPOSES ONLY START DATE: 7/2000 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SECRETARY; 3. NAME OF OTHER BUSINESS: COMPASS FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE: 1/2014 POSITION/TITLE/RELATIONSHIP: PRINCIPAL APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OWN THIS DBA WITH HUSBAND MARK; 4. NAME OF OTHER BUSINESS: CETERA WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SERVICING CLIENTS FINANCIAL NEEDS THROUGH ADVISORY AND INSURANCE START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADVISORY, INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Joni Maemarie Deakins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 18514 Entrada Court, Porter Ranch, CA 91326Office #2: 16133 Ventura Blvd. Suite 530, Encino, CA 91436RIA
CRD#: 105644
Porter Ranch, CA
Current
December 5, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16133 Ventura Blvd. Ste 700, Encino, CA 91436BD
CRD#: 13572
Encino, CA
Past
December 5, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Encino, CA
Past
May 9, 2022 - December 13, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
ENCINO, CA
Past
December 17, 2013 - December 13, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
ENCINO, CA
Past
January 6, 2012 - December 18, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SHERMAN OAKS, CA
Past
July 23, 2008 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
WOODLAND HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/5/2022)
IAR
California(6/29/2023)
RR
Colorado(12/5/2022)
RR
Georgia(12/5/2022)
RR
New Mexico(12/5/2022)
RR
New York(12/5/2022)
RR
Oregon(12/5/2022)
RR
Texas(12/5/2022)
IAR
Texas(6/29/2023)
RR
Utah(12/5/2022)
RR
Washington(12/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Porter Ranch, CA 91326TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
