RT
Rickey D. Thomas
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Morgantown, WV 26505
Some features on this profile are disabled
CRD#: 5511763
RT
Professional summary
Rickey Del Thomas II, AIF®, who also goes by Rickey Del Thomas II, Rickey Thomas, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Morgantown, West Virginia and DUNCAN FINANCIAL PLANNING ADVISORS located in Morgantown, West Virginia.
Rickey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Rickey has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rickey Del Thomas Ii | Rickey Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50/WK - 4/TRADING. 03/02/17. 2.RICKEY THOMAS, INDEPENDENT INSURANCE AGENT, 1281 SINCEREST TOWN CENTRE, MORGANTOWN, WV, 3/2017. INV REL - 1/WK - 1/TRADING. 3. DUNCAN FINANCIAL PLANNING ADVISORS, 311 MAIN STREET, IRWIN, PA, ADV REP OF A REGISTERED INV ADV, RIA, 12/08/20, INV REL, 40 HR/YR- 1/TRADING HR. 4. THOMAS FINANCIAL ADVISORY GROUP, 4 W Manilla Ave, 2nd Floor Suite D, Pittsburgh PA 15220, United States, 01/2019, OWNER, DBA NAME, INV REL, 160 HR/MO - 160 HR/MO TRADING. 5. THOMAS FINANCIAL, 300 Wedgewood Drive, Ste. 136, MORGANTOWN WV 26505, United States, 05/2017, OWNER, DBA NAME, INV REL, 160 HR/MO - 160 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Rickey Del Thomas II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 9, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 300 Wedgewood Drive Suite 136, Morgantown, WV 26505Office #2: 4 W. Manilla Avenue, Pittsburgh, PA 15220RIA
CRD#: 134139
Morgantown, WV
Current
December 17, 2020 - Present
DUNCAN FINANCIAL PLANNING ADVISORS
Office #1: 1281 Suncrest Town Centre, Morgantown, WV 26505RIA
CRD#: 309454
MORGANTOWN, WV
Current
March 3, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4 W. Manilla Avenue 2nd Fl., Ste. D, Pittsburgh, PA 15220Office #2: 300 Wedgewood Drive Suite 136, Morgantown, WV 26505BD
CRD#: 39543
Pittsburgh, PA
Past
February 17, 2011 - March 9, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
MORGANTOWN, WV
Past
May 6, 2008 - March 9, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
MORGANTOWN, WV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/3/2017)
RR
Maryland(1/19/2023)
RR
Massachusetts(7/8/2021)
RR
New Mexico(10/9/2024)
RR
New York(5/5/2020)
RR
North Carolina(3/3/2017)
RR
Ohio(3/3/2017)
RR
Pennsylvania(3/3/2017)
IAR
Pennsylvania(4/2/2019)
RR
South Carolina(5/21/2024)
RR
Tennessee(1/22/2021)
RR
Texas(3/3/2020)
IAR
Texas(3/5/2020)
RR
Virginia(3/3/2017)
RR
West Virginia(3/3/2017)
IAR
West Virginia(3/9/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
