MN
Mark A. Nehra
BDFS CAPITAL LLC
REHOBOTH BEACH, DE 19971
Some features on this profile are disabled
CRD#: 5511759
MN
Professional summary
Mark Anthony Nehra, CFP®, who also goes by Mark Nehra, is a registered financial advisor currently at BDFS CAPITAL LLC located in Rehoboth Beach, Delaware.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Nehra
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Milford Senior Center, Board of Directors-Treasurer, Financial Analysis of Monthly Profit and Loss Participation in decisions regarding the operation of and Budget for the Center. Do not have custody of or control over any funds, investment related: No, 111 Park Avenue;Milford, DE 19963, 2018-10-19, Hours devoted to business during trading hours: 2 2.) Lynnwood Village HOA; Investment related: No; 112 Farmhouse Trl Felton DE 19943 USA; Description: Homeowners Association; Position Title: President; Responsibilities Duties: Negotiate contracts, run Board of Directors meetings, signatory for checking and savings accounts.; Start date: 2023-01-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 2
CRS (Client Relationship Summary) - RIA
Click below to view Mark Anthony Nehra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
July 20, 2017 - Present
BDFS CAPITAL LLC
Office #1: 19409 Plantation Rd Bldg. 2 Unit 1, Rehoboth Beach, DE 19971RIA
CRD#: 287680
REHOBOTH BEACH, DE
Past
July 17, 2017 - December 31, 2017
M. S. HOWELLS & CO.
BD
CRD#: 104100
MILFORD, DE
Past
November 29, 2012 - July 20, 2017
WADDELL & REED
RIA
CRD#: 866
YARDLEY, PA
Past
November 29, 2012 - July 20, 2017
WADDELL & REED
BD
CRD#: 866
YARDLEY, PA
Past
August 11, 2008 - December 6, 2012
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
NEWARK, DE
Past
April 24, 2008 - December 6, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BDFS CAPITAL LLC
BDFS CAPITAL LLC
CRD#: 287680 / SEC#: 801-120724
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)Delaware
Registered Investment Advisory firm - (5/27/2022 Terminated)Maryland
Registered Investment Advisory firm - (5/25/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/20/2021 Terminated)Texas
Registered Investment Advisory firm - (2/3/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(7/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BDFS CAPITAL LLC
BDFS CAPITAL LLC
CRD#: 287680 / SEC#: 801-120724
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)Delaware
Registered Investment Advisory firm - (5/27/2022 Terminated)Maryland
Registered Investment Advisory firm - (5/25/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/20/2021 Terminated)Texas
Registered Investment Advisory firm - (2/3/2023 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
19409 Plantation Rd Bldg. 2 Unit 1, Rehoboth Beach, DE 19971
Mailing Address
Phone number
(302) 265-2236
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,653 |
| AUM (Assets Under Management) | $ 325,153,356 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BDFS CAPITAL LLC
CRD#: 287680Rehoboth Beach, DE 19971TRUST BUT VERIFY
Monitor Mark Nehra
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
