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JE

Jason D. Emeott

SUMMIT SECURITIES GROUP LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5511562
JE

Professional summary

Jason Danial Emeott, who also goes by Jason Daniel Emeott, Jason Emeott, is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in Chicago, Illinois.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 3 firms and has passed the SIE, Series 57TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jason Daniel Emeott | Jason Emeott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Danial Emeott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2024 - Present

SUMMIT SECURITIES GROUP LLC

Office #1: 200 South Wacker , Chicago, IL 60606
BD
CRD#: 159283
Chicago, IL
Past

January 4, 2016 - December 28, 2018

BENGAL CAPITAL TRADING LLC

BD
CRD#: 165173
CHICAGO, IL
Past

April 9, 2008 - January 16, 2013

BENGAL CAPITAL, LLC

BD
CRD#: 141585
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 11/16/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57TO
Date: 10/18/2024
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/14/2008
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

SS
SUMMIT SECURITIES GROUP LLC
CLEAR STREET MARKETS LLC | WHITE BAY PT LLC | SUMMIT SECURITIES GROUP, LLC | SUMMIT SECURITIES GROUP LLC | CLEAR STREET MARKETS, LLC

CRD#: 159283 / SEC#: , 8-68977

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Broadway Suite 2102, New York, NY 10006
Mailing Address
55 Broadway Suite 2102, New York, NY 10006
Phone number
(646) 532-6435
Established
Delaware since 09/02/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SUMMIT SECURITIES MANAGEMENT LLCSOLE MEMBER
DEMARTINO, FRANK PHILIPCCO1403655
GULKOWITZ, ELLIOTCEO/POO5552025
LAU, HOLAM HOLLYCOO6574459
NIMCHINSKY, AKIVA MEIRFINOP/CFO/PFO5219594

Disclosures

Regulatory Event10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT SECURITIES GROUP LLC

CRD#: 159283Chicago, IL 60606

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