Douglas J. Clinton
Professional summary
Douglas J Clinton, who also goes by Douglas Jopson Clinton, is a registered financial advisor currently at INTELLIGENT ALPHA LLC located in Newtown, Pennsylvania and DEEPWATER ASSET MANAGEMENT, LLC located in Yardley, Pennsylvania.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Douglas has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas J Clinton's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2024 - Present
INTELLIGENT ALPHA LLC
Office #1: 41 University Dr, Ste 400, Newtown, PA 18940September 30, 2024 - Present
DEEPWATER ASSET MANAGEMENT, LLC
May 7, 2008 - December 31, 2016
PIPER SANDLER & CO.
Primary Firm SEC Registration
DEEPWATER ASSET MANAGEMENT, LLC
CRD#: 316507 / SEC#: 801-126301
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/23/2024)
(8/23/2024)
Exams
Current Firm
DEEPWATER ASSET MANAGEMENT, LLC
CRD#: 316507 / SEC#: 801-126301
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 457,689,710 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 6/30/2022 |
Red Flags
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