Gregg S. Sherman
STRATEGIC ADVISERS LLC | Financial Consultant
MURRIETA, CA
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CRD#: 5510672
Professional summary
Gregg Shepard Sherman, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Murrieta, California and FIDELITY BROKERAGE SERVICES LLC located in Rancho Cucamonga, California.
Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Gregg has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Financial Consultant with Fidelity Investments, and a Certified Financial Planner™ designation holder, I embrace the principles of financial planning and believe they are foundational to the planning process. I help clients with complimentary planning and guidance to help grow and accumulate assets for retirement, as well as helping clients who are already retired, try to maintain their lifestyle throughout retirement.
Question & Answer
What are your service offerings?
Education Planning
Comprehensive Financial Planni...
Insurance Planning
Long-term Care
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gregg Shepard Sherman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Education
Claremont Graduate University
Doctorate (PhD) - Arts and Humanities
Vanguard Univ of South California
Master of Theological Studies - Theological Studies
2011
Chapman University
Bachelor of Arts (BA) - Religious Studies
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 7310 Day Creek Blvd, Rancho Cucamonga, CA 91739-8035RIA
CRD#: 104555
MURRIETA, CA
Current
March 8, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7310 Day Creek Blvd., Rancho Cucamonga, CA 91739BD
CRD#: 7784
Rancho Cucamonga, CA
Past
March 13, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BREA, CA
Past
July 2, 2013 - February 28, 2019
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
LAGUNA NIGUEL, CA
Past
July 1, 2013 - February 28, 2019
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
LAGUNA NIGUEL, CA
Past
January 3, 2011 - June 25, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LADERA RANCH, CA
Past
January 3, 2011 - June 25, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LADERA RANCH, CA
Past
May 23, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
NEWPORT BEACH, CA
Past
May 6, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/4/2021)
RR
Arizona(4/24/2020)
RR
Arkansas(5/3/2024)
RR
California(3/8/2019)
IAR
California(3/31/2025)
RR
Florida(1/3/2025)
RR
Idaho(3/4/2022)
RR
Illinois(6/30/2025)
RR
Iowa(1/6/2024)
RR
Maryland(7/19/2024)
RR
Michigan(1/10/2024)
RR
Minnesota(6/30/2025)
RR
Nevada(4/24/2020)
RR
New York(1/7/2022)
RR
North Carolina(2/12/2021)
RR
Ohio(3/26/2023)
RR
Oklahoma(1/3/2025)
RR
Oregon(3/17/2023)
RR
Pennsylvania(2/22/2024)
RR
Tennessee(10/30/2020)
RR
Texas(5/29/2023)
IAR
Texas(3/31/2025)
RR
Utah(5/4/2023)
RR
Virginia(5/3/2024)
RR
Washington(3/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Murrieta, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
