Qingyi Mark Liang
Professional summary
Qingyi Mark Liang, who also goes by Mark Liang, Qingyi Mark Liang, Qingyi Liang, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plano, Texas and CETERA INVESTMENT SERVICES LLC located in Plano, Texas.
Qingyi Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Qingyi Mark has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Qingyi Mark Liang's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3911 W Park Blvd Ste 601, Plano, TX 75075October 12, 2015 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 3911 W Park Blvd, Plano, TX 75075Office #2: 275 W Campbell Road, Richardson, TX 75080December 18, 2013 - October 7, 2015
WELLS FARGO CLEARING SERVICES, LLC
December 18, 2013 - October 7, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - December 16, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 16, 2013
J.P. MORGAN SECURITIES LLC
July 6, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 13, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 11, 2008 - February 10, 2010
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2020)
(1/5/2022)
(10/12/2015)
(10/12/2015)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Plano, TX 75075TRUST BUT VERIFY
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