MN
Matthew W. Navarre
CONCORDE ASSET MANAGEMENT
Mt. Pleasant, WI 53403
Some features on this profile are disabled
CRD#: 5508703
MN
Professional summary
Matthew W. Navarre, who also goes by Matthew W Navarre, Matthew William Navarre, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Mt. Pleasant, Wisconsin and CONCORDE INVESTMENT SERVICES, LLC located in Maumee, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew W Navarre | Matthew William Navarre
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Concorde Insurance Agency, Investment Related. Livonai Mi, Insurance Rep, sell insurance. 11-20 hours/mo outside business hours, >40 hrs/mo during business hours. 2)Concorde Asset Management, LLC. Livonia MI, Investment Related. Start date, March 2018 Investment Advisor Representative. Investment Advisory sales and service. Part time during trading hours. 3) Weekly Podcast. Located in Perrysburg, OH. Not Investment Related. Podcast Commentator. Duties include commentating and discussing topics revolving around current sporting events. Hours involved 1-5 hrs/month outside business hours, 1-5 hrs/mo during business hours. 4) Society of Financial Service Professionals. Non-investment related. Start date: 07/2022. Board Member. Networking group for financial professionals. 1-5 hours/month during trading hours. 5) Thornwood Financial Group. Investment related. Start date - May 2023. Registered Representative. DBA for securities related activities. Full time during trading hours. 6) Painless Tax Solutions. Non-investment related. Start date: June 2025. Huntley, IL. Independent Contractor, business development/referring clients that require consulting services. 1-5 hours/month during non-business hours, 1-5 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew W. Navarre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2018 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 6226 Bankers Road Suite 1, Mt. Pleasant, WI 53403Office #3: 580 Longbow Drive #e-126, Maumee, OH 43537Office #4: 12545 Farm Hill Place, Huntley, IL 60142RIA
CRD#: 140367
Mt. Pleasant, WI
Current
March 6, 2018 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 580 Longbow Drive #e-126, Maumee, OH 43537Office #2: 12545 Farm Hill Place, Huntley, IL 60142Office #3: 6226 Bankers Road Ste. 1, Racine, WI 53403BD
CRD#: 151604
Maumee, OH
Past
March 4, 2022 - April 22, 2025
INTEGRATED FINANCIAL RESOURCES, INC.
RIA
CRD#: 110864
TOLEDO, OH
Past
June 16, 2017 - January 31, 2018
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
PERRYSBURG, OH
Past
May 15, 2017 - January 31, 2018
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
PERRYSBURG, OH
Past
April 5, 2013 - April 12, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(3/8/2019)
RR
Indiana(8/2/2018)
RR
Kansas(4/25/2022)
RR
Michigan(11/6/2019)
RR
North Carolina(4/27/2018)
RR
Ohio(3/6/2018)
IAR
Ohio(3/20/2018)
RR
South Carolina(8/18/2020)
RR
Texas(9/19/2019)
RR
Virginia(6/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367Mt. Pleasant, WI 53403TRUST BUT VERIFY
Monitor Matthew Navarre
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
