Scott A. Udkler

FIFIT LLC

Richmond, TX

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CRD#: 5508273

Professional summary

Scott Allen Udkler, CFP® is a registered financial advisor currently at FIFIT LLC located in Richmond, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BEARFOOT COMPANIES LLC| START DATE 02.15.2020| DALLAS, TX| FINANCE MANAGER FOR APPROXIMATELY 10 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Udkler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

March 19, 2020 - Present

FIFIT LLC

RIA

CRD#: 307957

Richmond, TX

Past

June 30, 2016 - March 9, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Houston, TX

Past

June 30, 2016 - March 9, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Houston, TX

Past

February 19, 2016 - June 2, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

HOUSTON, TX

Past

February 19, 2016 - June 2, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

HOUSTON, TX

Past

September 28, 2015 - February 11, 2016

UFS

RIA

CRD#: 281600

KATY, TX

Past

August 9, 2011 - September 10, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

KATY, TX

Past

July 21, 2010 - September 9, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

KATY, TX

Past

August 18, 2008 - June 10, 2010

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

July 2, 2008 - August 19, 2008

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

SUGAR LAND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIFIT LLC

CRD#: 307957 / SEC#: 801-132542

RIA

Registered Investment Advisory firm - (5/12/2025 Approved)

Louisiana

Registered Investment Advisory firm - (5/16/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/16/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/5/2024)

IAR

Texas
(3/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/5/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/2/2011

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 3/1/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/18/2009

General Securities Principal Examination

Current Firm

FIFIT LLC

CRD#: 307957 / SEC#: 801-132542

RIA

Registered Investment Advisory firm - (5/12/2025 Approved)

Louisiana

Registered Investment Advisory firm - (5/16/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/16/2025 Terminated)

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Contact information

Main Address

Montgomery, TX

Mailing Address

Phone number

(346) 901-4434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIFIT 2025 ADV PART 2A AND 2B (SEC) (3/26/2025)

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 113,551,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Udkler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Udkler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

UFS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

NEXT FINANCIAL GROUP, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

FIFIT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2011

Series 63

Date: 1/16/2009

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2008

Series 10

Date: 6/5/2011

Series 9

Date: 5/2/2011

Series 4

Date: 3/1/2010

Series 24

Date: 4/18/2009

Current Firm

FIFIT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIFIT LLC

TRUST BUT VERIFY

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