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RW

Ross M. Weiner

SCENIC ADVISEMENT
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 5508230
RW

Professional summary


Ross Mitchell Weiner, who also goes by Ross Weiner, is a registered financial professional currently at SCENIC ADVISEMENT located in San Francisco, California.

Ross is registered as a RR (Registered Representative) and started their career in finance in 2024. Ross has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ross Weiner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ross Mitchell Weiner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 27, 2025 - Present

SCENIC ADVISEMENT

Office #1: 915 Battery Street 1st Floor, San Francisco, CA, 94111
BD
CRD#: 169716
San Francisco, CA
Past

May 31, 2024 - February 24, 2025

AXOM PARTNERS LLC

BD
CRD#: 328894
San Francisco, CA
Past

January 29, 2024 - July 1, 2024

HOLLISTER ASSOCIATES, LLC

BD
CRD#: 173366
MOUNT PLEASANT, SC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/19/2025)
RR
California
(9/19/2025)
RR
Colorado
(6/27/2025)
RR
Connecticut
(9/19/2025)
RR
Delaware
(9/19/2025)
RR
Florida
(6/27/2025)
RR
Georgia
(9/19/2025)
RR
Illinois
(9/19/2025)
RR
Maryland
(6/27/2025)
RR
Massachusetts
(9/19/2025)
RR
New Jersey
(9/19/2025)
RR
New York
(9/19/2025)
RR
Oregon
(9/19/2025)
RR
Pennsylvania
(9/19/2025)
RR
Texas
(9/19/2025)
RR
Utah
(9/19/2025)
RR
Washington
(9/19/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 9/19/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/27/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SA
SCENIC ADVISEMENT
BATTERY EAST GROUP, LLC | SCENIC ADVISEMENT WEALTH | SCENIC ADVISEMENT

CRD#: 169716 / SEC#: 801-110830, 8-69383

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
915 Battery Street 1st Floor, San Francisco, CA, 94111
Mailing Address
915 Battery Street 1st Floor, San Francisco, CA, 94111
Phone number
(415) 528-7301
Established
Delaware since 08/29/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
SCENIC ADVISEMENT, INC.OWNER
COHN, BARRETT HOWARDMANAGING DIRECTOR, CEO4782648
SOBEL, MICHAEL PHILIPMANAGING DIRECTOR, COO2529966
TUCKER, CLARK BOMARCCO, PFO, POO, AND FINANCIAL & OPERATIONS PRINCIPAL1977842

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCENIC ADVISEMENT

CRD#: 169716San Francisco, CA 94111

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