Brandon A. Garva

JRS INVESTMENTS AND WEALTH PRESERVATION

Fallbrook, CA

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CRD#: 5507796

Professional summary

Brandon Anton Garva is a registered financial advisor currently at JRS INVESTMENTS AND WEALTH PRESERVATION, LLC located in Fallbrook, California.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brandon has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***Garva LLC dba Signature Series; Investment Related; Vista, CA; Owner; Mobile notary services; Start Date: 02/25/2014; 80 hrs per month; 40 during trading hours. ***United by Bass; Not Investment Related; Vista, CA; Co-owner; LLC established to promote live electronic music events.; Start Date: 02/25/2014; 10 hrs per month; 0 during trading hours. ***Fixed Insurance; Investment Related; Fallbrook, CA; Agent; Life, Health, LTC, Annuities; Start Date: 08/16/2020; 10 hrs per month; 5 during trading hours - CA License number: 0F97412 POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 358 MISAKI WAY, FALLBROOK CA 92028, United States DESCRIPTION: I used to live at 5480 Villas Dr, Bonsall, CA 92003. I moved out in August of 2020 and have been renting it out since September of 2020. I collect rental income on the property, but that is it. I do not own any other rental properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Anton Garva's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2022 - Present

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

RIA

CRD#: 146933

Fallbrook, CA

Past

August 14, 2020 - August 24, 2022

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

SAN DIEGO, CA

Past

July 31, 2020 - August 24, 2022

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SAN DIEGO, CA

Past

August 4, 2008 - September 25, 2008

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/3/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/17/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/20/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/9/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/1/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

19 RIA | JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

CRD#: 146933 / SEC#:

California

Registered Investment Advisory firm - (6/3/2008 Approved)

Florida

Registered Investment Advisory firm - (12/9/2019 Terminated)

Hawaii

Registered Investment Advisory firm - (3/9/2020 Approved)

Idaho

Registered Investment Advisory firm - (7/8/2020 Approved)

Washington

Registered Investment Advisory firm - (9/11/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Union, WA

Mailing Address

Phone number

(858) 735-2640

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	172
AUM (Assets Under Management)	$ 15,814,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon A. Garva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Anton Garva's CRS (Customer Relationship Summary).

Certified licenses

Experience

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/2020

Series 65

Date: 6/17/2019

Series 7TO

Date: 7/20/2020

SIE

Date: 12/9/2019

Series 6

Date: 8/1/2008

Current Firm

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

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