Joshua J. Khokhar

SANTARA WEALTH MANAGEMENT LLC

SAN DIEGO, CA 92101

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CRD#: 5507369

Professional summary

Joshua J Khokhar, CFP® is a registered financial advisor currently at SANTARA WEALTH MANAGEMENT LLC located in San Diego, California.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joshua has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Providence Wealth Management; Investment-Related; 9255 Towne Centre Dr., Suite 805, San Diego, CA 92121; Owner of holding company for investment advisory business; Started 09/2023

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua J Khokhar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

February 3, 2025 - Present

SANTARA WEALTH MANAGEMENT LLC

Office #1: 350 10th Avenue Suite 1000, San Diego, CA 92101

RIA

CRD#: 333780

SAN DIEGO, CA

Past

January 4, 2022 - February 3, 2025

AXXCESS WEALTH MANAGEMENT, LLC

RIA

CRD#: 164081

San Diego, CA

Past

October 29, 2021 - December 31, 2021

AXXCESS WEALTH MANAGEMENT, LLC

RIA

CRD#: 164081

San Diego, CA

Past

October 1, 2012 - October 30, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN DIEGO, CA

Past

October 1, 2012 - October 30, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN DIEGO, CA

Past

March 28, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FOREST HILLS, NY

Past

May 19, 2008 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FOREST HILLS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/3/2025)

IAR

Texas
(2/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/28/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/16/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SANTARA WEALTH MANAGEMENT LLC

CRD#: 333780 / SEC#: 801-131914

RIA

Registered Investment Advisory firm - (9/16/2025 Terminated)

California

Registered Investment Advisory firm - (9/10/2025 Approved)

Texas

Registered Investment Advisory firm - (7/15/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

350 10th Avenue Suite 1000, San Diego, CA 92101

Mailing Address

Phone number

(619) 836-9495

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	184
AUM (Assets Under Management)	$ 68,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua J. Khokhar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua J Khokhar's CRS (Customer Relationship Summary).

Certified licenses

Experience

AXXCESS WEALTH MANAGEMENT, LLC

AXXCESS WEALTH MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2011

Series 63

Date: 4/25/2008

Series 7TO

Date: 3/28/2024

SIE

Date: 10/1/2018

Series 7

Date: 2/17/2011

Series 6

Date: 5/16/2008

Current Firm

SANTARA WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SANTARA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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