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Eugene Yahiku

EL SEGUNDO, CA
·CRD# 5507027·18 years experience

Professional Summary

Eugene Yahiku was a registered financial advisor. Eugene was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Eugene had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

Unknown Firm·
840 Apollo St, Suite 321, El Segundo, CA 90245
September 14, 2026 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Anaheim, CA
December 19, 2011 - September 28, 2026
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Anaheim, CA
July 22, 2009 - September 28, 2026
OSAIC SERVICES, INC.·CRD# 133763
BD
Torrance, CA
March 20, 2008 - August 27, 2008

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASTRA LUMINA ASSET MANAGEMENT LLC ; INV RELATED;REDONDO BEACH,CA; INVESTMENT MANAGEMENT ; SR REGISTERED CLIENT ASSOCIATE; START DATE: 02/09/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(10/2/2026)
IAR
California
(9/14/2026)
IAR
Kentucky
(9/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2009About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2008About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Aug 2015About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2015About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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