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JM

John J. Marinan

MUFG SECURITIES AMERICAS
NEW YORK, NY 10020-1001
Some features on this profile are disabled
CRD#: 5506815
JM

Professional summary

John J Marinan V, who also goes by John Joseph Marinan V, John Marinan, is a registered financial professional currently at MUFG SECURITIES AMERICAS INC. located in New York, New York and INTREPID INVESTMENT BANKERS LLC located in Los Angeles, California.

John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 3 firms and has passed the Series 14 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Joseph Marinan V | John Marinan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John J Marinan V's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2025 - Present

MUFG SECURITIES AMERICAS INC.

Office #1: 1221 Avenue Of The Americas 6th Floor, New York, NY, 10020-1001
BD
CRD#: 19685
NEW YORK, NY
Current

December 17, 2025 - Present

INTREPID INVESTMENT BANKERS LLC

Office #1: 11755 Wilshire Blvd. Suite 2150 And 2200, Los Angeles, CA 90025
BD
CRD#: 154801
LOS ANGELES, CA
Past

May 27, 2008 - June 30, 2009

MOGAVERO LEE & CO INC.

BD
CRD#: 32723
STATEN ISLAND, NY
Past

March 18, 2008 - March 31, 2008

MOGAVERO LEE & CO INC.

BD
CRD#: 32723
STATEN ISLAND, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 14
Date: 12/9/2025
Compliance Officer Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

II
INTREPID INVESTMENT BANKERS LLC
INTREPID INVESTMENT BANKERS LLC | INTREPID MERCHANT BANKERS, LLC

CRD#: 154801 / SEC#: , 8-68674

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025
Mailing Address
11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025
Phone number
(310) 478-9000
Established
Delaware since 04/28/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MUFG AMERICAS HOLDINGS CORPORATIONDIRECT OWNER
BAGDASARIAN, EDUARDCEO1307175
FREEDMAN, JAMES BARRYMANAGING DIRECTOR, CHAIRMAN1616904
MILKMAN, PAUL DAVIDCHIEF INFORMATION SECURITY OFFICER1564708
MORIN, STACEY LYNNCHIEF FINANCIAL OFFICER5649422
ROSENBERG, W MICHAELSENIOR MANAGING DIRECTOR1617639
SCANDURA, STEPHEN THOMASCHIEF COMPLIANCE OFFICER4539229

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTREPID INVESTMENT BANKERS LLC

CRD#: 154801New York, NY 10020-1001

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