Brandon L. Soileau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Lee Soileau, who also goes by Brandon Soileau, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2008. Brandon had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2011 - May 9, 2012
ESSEX NATIONAL SECURITIES, LLC
May 27, 2011 - May 9, 2012
ESSEX NATIONAL SECURITIES, LLC
June 17, 2009 - June 16, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
June 17, 2009 - June 16, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
May 28, 2008 - May 20, 2009
EDWARD JONES
May 8, 2008 - May 20, 2009
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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