Catherine H. Blondell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Helen Blondell, who also goes by Cathy Blondell, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 2008. Catherine had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2016 - October 25, 2016
HB SECURITIES, LLC
March 16, 2012 - February 1, 2016
FIRST LIBERTIES FINANCIAL
August 19, 2010 - December 31, 2011
PANTHERA SECURITIES LLC
July 8, 2009 - September 30, 2009
GAR WOOD SECURITIES, LLC
July 16, 2008 - February 2, 2009
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
HB SECURITIES, LLC
CRD#: 140356 / SEC#: , 8-67307
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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