Ronak Pakzad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronak Pakzad was a registered financial professional .
Ronak is a previously registered financial professional and started their career in finance in 2010. Ronak had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - December 26, 2018
ENTORO SECURITIES, LLC
March 23, 2016 - October 18, 2016
MORGAN STANLEY
January 21, 2016 - October 18, 2016
MORGAN STANLEY
July 17, 2014 - January 20, 2015
REALTY CAPITAL SECURITIES, LLC
October 2, 2012 - November 12, 2013
ATEL SECURITIES CORPORATION
August 6, 2010 - October 28, 2010
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
ENTORO SECURITIES, LLC
CRD#: 35192 / SEC#: , 8-46630
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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