James Cavedo Row
Professional Summary
James Cavedo Row, who also goes by James C Row, is a registered financial advisor currently at ENTORO ADVISORS located in Houston, Texas and ENTORO SECURITIES, LLC located in Houston, Texas. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 7 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James C Row
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Current Firm
ENTORO ADVISORS | ENTORO ADVISORS, LLC
Contact Information
Main Address
7941 Katy Fwy #516, Houston, TX 77024Phone Number
(713) 823-2900# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$1,452,661Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(8/15/2016)
(8/15/2016)
(4/26/2018)
(8/15/2016)
(8/15/2016)
(8/15/2016)
(8/15/2016)
(4/30/2018)
(5/4/2018)
(4/27/2018)
(6/8/2018)
(6/18/2018)
(4/25/2018)
(8/15/2016)
(6/4/2018)
(4/19/2018)
(5/29/2018)
(4/24/2018)
(8/15/2016)
(5/4/2018)
(4/27/2018)
(8/15/2016)
(8/15/2016)
(5/11/2018)
(8/15/2016)
(6/5/2018)
(8/15/2016)
(8/15/2016)
(4/19/2018)
(5/29/2018)
(5/9/2018)
(8/15/2016)
(8/15/2016)
(4/20/2018)
(5/10/2018)
(4/24/2018)
(8/15/2016)
(6/14/2018)
(8/15/2016)
(3/10/2021)
(4/19/2018)
(5/18/2018)
(4/19/2018)
(4/26/2018)
(7/31/2015)
(6/7/2023)
(8/15/2016)
(4/27/2018)
(2/24/2023)
(4/26/2018)
(5/8/2018)
(8/15/2016)
(5/16/2018)
(6/4/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2026About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2007About the Series 28 examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view James Cavedo Row's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
