Aaron S. Lannon

ROVIN CAPITAL

Mesa, AZ 85201

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CRD#: 5504703

Professional summary

Aaron Stephen Lannon, who also goes by Aaron Lannon, is a registered financial advisor currently at ROVIN CAPITAL located in Mesa, Arizona.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Aaron has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Lannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASSISTANT TO A SELLER'S AGENT-SUMMIT REAL ESTATE PROFESSIONALS-RESIDENTIAL-925 N MORRISON AVE., CASA GRANDE AZ 85122 -0 HOURS DURING SECURITIES TRADING - 3 HOURS DURING NON SECURITES TRADING - SINCE 7/2009 I hold a Arizona Real Estate License. My commission last year was approximately $3,000 for one lot purchase I represented.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Stephen Lannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2019 - Present

ROVIN CAPITAL

Office #1: 1 N. Macdonald Suite 201, Mesa, AZ 85201

RIA

CRD#: 152662

Mesa, AZ

Past

February 25, 2011 - September 7, 2012

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

PHOENIX, AZ

Past

October 14, 2010 - February 25, 2011

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

PHOENIX, AZ

Past

April 30, 2008 - July 28, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TEMPE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROVIN CAPITAL

FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL

CRD#: 152662 / SEC#: 801-71109

RIA

Registered Investment Advisory firm - (2/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/28/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROVIN CAPITAL

FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL

CRD#: 152662 / SEC#: 801-71109

RIA

Registered Investment Advisory firm - (2/24/2010 Approved)

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Contact information

Main Address

1 N. Macdonald Suite 201, Mesa, AZ 85201

Mailing Address

P.o. Box 31840, Mesa, AZ 85275

Phone number

(480) 739-2110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR ROVIN CAPITAL (6/5/2025)

Regulatory assets under management

Total Number of Accounts	2,034
AUM (Assets Under Management)	$ 710,734,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron S. Lannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Stephen Lannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROVIN CAPITAL

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ROVIN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2019

Series 63

Date: 6/7/2008

Series 6

Date: 4/28/2008

Current Firm

ROVIN CAPITAL

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROVIN CAPITAL

TRUST BUT VERIFY

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