Joel S. Rogers
STRATEGIC ADVISERS LLC | Financial Consultant
WEST LINN, OR
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CRD#: 5504630
Professional summary
Joel Shawn Rogers is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in West Linn, Oregon and FIDELITY BROKERAGE SERVICES LLC located in Tigard, Oregon.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joel has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Each day, I learn what drives my clients in life. In working with me, my goal is to provide accountability, objective guidance and serve as a resource to help you pursue your financial goals. With over a decade of experience in this industry, I'm confident I can partner with you to chart and define success and work towards what's important.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Shawn Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
St. Edward's University
Bachelor of Arts (BA) - Communication & Journalism
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 7493 Sw Bridgeport Road Bridgeport Village, Tigard, OR 97224RIA
CRD#: 104555
WEST LINN, OR
Current
February 20, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7493 Sw Bridgeport Road Bridgeport Village, Tigard, OR 97224BD
CRD#: 7784
Tigard, OR
Past
March 10, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
TIGARD, OR
Past
April 14, 2014 - February 25, 2020
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Portland, OR
Past
February 1, 2010 - February 25, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Portland, OR
Past
April 11, 2008 - December 31, 2008
401(K) INVESTMENT SERVICES, INC.
BD
CRD#: 31150
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2020)
RR
Arkansas(3/4/2022)
RR
California(2/20/2020)
RR
Connecticut(3/2/2024)
RR
Delaware(3/25/2023)
RR
Florida(11/16/2020)
RR
Hawaii(7/19/2024)
RR
Idaho(2/20/2020)
RR
Illinois(8/8/2020)
RR
Louisiana(7/8/2022)
RR
Michigan(4/26/2022)
RR
Minnesota(2/12/2021)
RR
Missouri(6/4/2021)
RR
Montana(8/13/2021)
RR
Nevada(2/10/2023)
RR
New Hampshire(3/4/2022)
RR
New Mexico(1/4/2023)
RR
New York(4/18/2024)
RR
North Carolina(2/12/2021)
RR
Oregon(2/20/2020)
IAR
Oregon(3/31/2025)
RR
South Dakota(5/6/2022)
RR
Tennessee(3/4/2022)
RR
Texas(10/8/2021)
IAR
Texas(3/31/2025)
RR
Utah(2/12/2021)
RR
Washington(2/20/2020)
RR
Wisconsin(8/8/2020)
RR
Wyoming(1/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555West Linn, ORTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
