PP

Philip H. Podolanow

WALLEYE TRADING
New York, NY 10010
Some features on this profile are disabled
CRD#: 5504245
PP

Professional summary


Philip Henry Podolanow, who also goes by Philip Podolanow, is a registered financial professional currently at WALLEYE TRADING LLC located in New York, New York.

Philip is registered as a RR (Registered Representative) and started their career in finance in 2009. Philip has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Philip Podolanow

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Philip Henry Podolanow's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 1, 2024 - Present

WALLEYE TRADING LLC

Office #1: 315 Park Ave S Floor 17 & 18, New York, NY 10010
BD
CRD#: 136196
New York, NY
Past

November 4, 2014 - July 18, 2019

WALLEYE TRADING LLC

BD
CRD#: 136196
WAYZATA, MN
Past

June 25, 2013 - February 18, 2014

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

July 14, 2009 - April 22, 2013

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 9/30/2024
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/30/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


WT
WALLEYE TRADING LLC
WALLEYE TRADING LLC

CRD#: 136196 / SEC#: , 8-66988

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Mailing Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Phone number
(952) 345-5200
Established
Delaware since 04/25/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WALLEYE INVESTMENTS FUND LLCMEMBER
ENGLAND, WILLIAM DUNNINGCHIEF EXECUTIVE OFFICER6210716
ESSAFI, KHALIDCHIEF COMPLIANCE OFFICER7148450
GIANPETRO, SARAH ANNCO-HEAD FINANCE AND ACCOUNTING & FINOP6476299

Disclosures


Regulatory Event14

Red Flags


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Company Information


WALLEYE TRADING LLC

CRD#: 136196New York, NY 10010

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