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RB

Robert L. Baker

NEXTIER DISTRIBUTION
Raleigh, NC 27601
Some features on this profile are disabled
CRD#: 5503485
RB
Robert Lance BakerNEXTIER DISTRIBUTION

Professional summary

Robert Lance Baker is a registered financial professional currently at NEXTIER DISTRIBUTION LLC located in Raleigh, North Carolina.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 2 firms and has passed the Series 99TO, SIE, Series 34, Series 3, Series 28 and Series 27 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Lance Baker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2025 - Present

NEXTIER DISTRIBUTION LLC

Office #1: 5 West Hargett St., Suite 706, Raleigh, NC 27601
BD
CRD#: 137529
Raleigh, NC
Past

July 9, 2008 - November 5, 2018

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 2/26/2026
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 3/3/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Status Unavailable
Passed: 12/29/2012
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Status Unavailable
Passed: 12/8/2012
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 28
Status Unavailable
Passed: 10/13/2025
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 27
Status Unavailable
Passed: 7/8/2008
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ND
NEXTIER DISTRIBUTION LLC
FRONTEGRA ALTERNATIVE STRATEGIES, LLC | NEXTIER DISTRIBUTION LLC | FRONTEGRA STRATEGIES, LLC

CRD#: 137529 / SEC#: , 8-67094

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
5 West Hargett St. Suite 706, Raleigh, NC 27601
Mailing Address
5 West Hargett St. Suite 706, Raleigh, NC 27601
Phone number
(919) 646-4005
Established
Delaware since 03/15/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXTIER SOLUTIONS INC.MEMBER FIRM
DEANGELIS, MARK JOSEPHCHIEF COMPLIANCE OFFICER2827088
FARLEY, JOSEPH LYNNCEO2730137
KINZER, CAROL ANNFINOP, PFO, POO4519471

Red Flags

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Company Information

NEXTIER DISTRIBUTION LLC

CRD#: 137529Raleigh, NC 27601

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