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Mark Joseph Deangelis

NEXTIER DISTRIBUTION
Raleigh, NC
·CRD# 2827088·29 years experience

Professional Summary

Mark Joseph Deangelis is a registered financial advisor currently at NEXTIER DISTRIBUTION LLC located in Raleigh, North Carolina. Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 18 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 82TO, SIE, Series 87, Series 7, Series 6, Series 14, Series 9, Series 10 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

NEXTIER DISTRIBUTION LLC·CRD# 137529
BD
5 West Hargett St., Suite 706, Raleigh, NC 27601
February 26, 2026 - Present
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.·CRD# 127140
RIA
Fort Mill, SC
October 17, 2025 - August 4, 2026
MAIN STREET FINANCIAL SOLUTIONS, LLC·CRD# 305834
RIA
Newtown, PA
March 9, 2023 - July 28, 2023
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
Malvern, PA
January 30, 2023 - February 14, 2025
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC·CRD# 154377
BD
Chapel Hill, NC
January 30, 2023 - May 1, 2023
IFP SECURITIES, LLC·CRD# 297287
BD
Tampa, FL
January 27, 2023 - February 14, 2025
LIBERTY PARTNERS FINANCIAL SERVICES, LLC·CRD# 130390
BD
Raleigh, NC
March 29, 2021 - May 28, 2021
MODERN CAPITAL SECURITIES INC.·CRD# 130876
BD
Raleigh, NC
January 15, 2021 - May 28, 2021
TUTTLE CAPITAL MANAGEMENT, LLC·CRD# 164937
RIA
Wayne, PA
February 18, 2020 - May 28, 2021
HATTERAS INVESTMENT PARTNERS, LP·CRD# 170628
RIA
Wayne, PA
February 12, 2020 - April 9, 2021
HATTERAS CAPITAL DISTRIBUTORS, LLC·CRD# 143365
BD
Raleigh, NC
December 11, 2019 - May 28, 2021
CAPITAL ONE ADVISORS, LLC·CRD# 136865
RIA
Wilmington, DE
June 27, 2017 - July 10, 2018
CAPITAL ONE INVESTING, LLC·CRD# 45744
BD
Wilmington, DE
June 27, 2017 - July 10, 2018
MORGAN STANLEY·CRD# 149777
RIA
Baltimore, MD
June 17, 2014 - June 19, 2017
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
June 1, 2009 - June 19, 2017
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 2, 2009 - June 1, 2009
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Baltimore, MD
March 20, 2007 - April 3, 2008
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
April 15, 2002 - July 26, 2002
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
April 23, 1998 - May 25, 1999
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Baltimore, MD
February 5, 1997 - April 21, 1998

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Current Firm

ND
NEXTIER DISTRIBUTION LLC

FRONTEGRA ALTERNATIVE STRATEGIES, LLC | NEXTIER DISTRIBUTION LLC | FRONTEGRA STRATEGIES, LLC

CRD#: 137529 / SEC#: 8-67094
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

5 West Hargett St. Suite 706, Raleigh, NC 27601

Mailing Address

5 West Hargett St. Suite 706, Raleigh, NC 27601

Phone Number

(919) 646-4005

Established

Delaware since 03/15/2005

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXTIER SOLUTIONS INC.MEMBER FIRM—
DEANGELIS, MARK JOSEPHCHIEF COMPLIANCE OFFICER2827088
FARLEY, JOSEPH LYNNCEO2730137
KINZER, CAROL ANNFINOP, PFO, POO4519471

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MJD Compliance Consultant LLC, Managing Member, Investment Related: Provides regulatory compliance consulting services to RIAs. 15-20 Hours Per Week. NexTier Solutions Inc., Senior Consultant, Investment Related: Provided regulatory compliance and consulting services to RIAs and Broker-Dealer. 10-15 Hours Per Week.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/28/2026)
RR
Alaska
(7/29/2026)
RR
Arizona
(8/5/2026)
RR
Arkansas
(8/4/2026)
RR
California
(7/28/2026)
RR
Colorado
(7/28/2026)
RR
Connecticut
(7/29/2026)
RR
Delaware
(7/28/2026)
RR
District of Columbia
(7/28/2026)
RR
Florida
(7/28/2026)
RR
Georgia
(7/29/2026)
RR
Hawaii
(7/30/2026)
RR
Idaho
(7/29/2026)
RR
Illinois
(8/5/2026)
RR
Indiana
(7/28/2026)
RR
Iowa
(7/28/2026)
RR
Kansas
(7/28/2026)
RR
Kentucky
(8/3/2026)
RR
Louisiana
(7/28/2026)
RR
Maine
(7/28/2026)
RR
Maryland
(7/28/2026)
RR
Massachusetts
(7/29/2026)
RR
Michigan
(7/30/2026)
RR
Minnesota
(7/28/2026)
RR
Mississippi
(7/28/2026)
RR
Missouri
(7/28/2026)
RR
Montana
(7/28/2026)
RR
Nebraska
(7/29/2026)
RR
Nevada
(7/29/2026)
RR
New Hampshire
(7/29/2026)
RR
New Jersey
(8/26/2026)
RR
New Mexico
(7/29/2026)
RR
New York
(7/29/2026)
RR
North Carolina
(3/4/2026)
RR
North Dakota
(8/3/2026)
RR
Ohio
(7/28/2026)
RR
Oklahoma
(7/28/2026)
RR
Oregon
(7/30/2026)
RR
Pennsylvania
(8/3/2026)
RR
Puerto Rico
(7/28/2026)
RR
Rhode Island
(7/29/2026)
RR
South Carolina
(3/4/2026)
RR
South Dakota
(7/28/2026)
RR
Tennessee
(7/29/2026)
RR
Texas
(7/30/2026)
RR
Utah
(7/29/2026)
RR
Vermont
(7/31/2026)
RR
Virgin Islands
(7/29/2026)
RR
Virginia
(7/29/2026)
RR
Washington
(8/5/2026)
RR
West Virginia
(8/3/2026)
RR
Wisconsin
(7/29/2026)
RR
Wyoming
(7/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2014About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Feb 2026About the Series 99TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Aug 2015About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1997About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Mar 2026About the Series 14 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2011About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2011About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Nov 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Joseph Deangelis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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