Michael P. Rose
Professional Summary
Michael P. Rose is a registered financial advisor currently at DNA SECURITIES LLC located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 63, Series 99TO, Series 62, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
DNA SECURITIES LLC | SARNA FINANCE LLC
Contact Information
Main Address
141 W. Jackson Suite 1710a, Chicago, IL 60604Mailing Address
115 W. Thomas Street, Arlington Heights, IL 60004Phone Number
(847) 363-1374Established
Delaware since 01/22/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/24/2025)
(7/24/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael P. Rose's CRS (Customer Relationship Summary).
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