BP
Brad J. Playford
COPPERLEAF CAPITAL
CONCORD, NC 28025-2427
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CRD#: 5501055
BP
Professional summary
Brad Jeffery Playford, CFP®, who also goes by Brad J Playford, Brad Jeffery Playford, Brad Playford, is a registered financial advisor currently at COPPERLEAF CAPITAL, LLC located in Concord, North Carolina.
Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brad has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad J Playford | Brad Jeffery Playford | Brad Playford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brad Jeffery Playford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 26, 2024 - Present
COPPERLEAF CAPITAL, LLC
Office #1: 432 Copperfield Blvd Ne Ste 206, Concord, NC 28025-2427RIA
CRD#: 117823
CONCORD, NC
Past
January 13, 2015 - August 13, 2024
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
Charlotte, NC
Past
March 31, 2008 - August 13, 2024
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COPPERLEAF CAPITAL, LLC
COPPERLEAF CAPITAL, LLC | WISDOM & WEALTH SOLUTIONS, LLC | WISDOM & WEALTH SOLUTIONS, INC. | PHILIPS INVESTMENTS, INC.
CRD#: 117823 / SEC#: 801-80179
RIA
Registered Investment Advisory firm - (8/20/2014 Approved)Florida
Registered Investment Advisory firm - (9/3/2014 Terminated)Georgia
Registered Investment Advisory firm - (9/3/2014 Terminated)Kansas
Registered Investment Advisory firm - (9/3/2014 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2014 Terminated)South Carolina
Registered Investment Advisory firm - (9/3/2014 Terminated)Virginia
Registered Investment Advisory firm - (9/3/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(10/22/2024)
IAR
Texas(7/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
COPPERLEAF CAPITAL, LLC
COPPERLEAF CAPITAL, LLC | WISDOM & WEALTH SOLUTIONS, LLC | WISDOM & WEALTH SOLUTIONS, INC. | PHILIPS INVESTMENTS, INC.
CRD#: 117823 / SEC#: 801-80179
RIA
Registered Investment Advisory firm - (8/20/2014 Approved)Florida
Registered Investment Advisory firm - (9/3/2014 Terminated)Georgia
Registered Investment Advisory firm - (9/3/2014 Terminated)Kansas
Registered Investment Advisory firm - (9/3/2014 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2014 Terminated)South Carolina
Registered Investment Advisory firm - (9/3/2014 Terminated)Virginia
Registered Investment Advisory firm - (9/3/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
432 Copperfield Blvd Ne Ste 206, Concord, NC 28025-2427
Mailing Address
1564 Market Place Blvd Ste 400 Pmb 113, Ocean Isle Beach, NC 28469-5007
Phone number
(919) 787-9725
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 957 |
| AUM (Assets Under Management) | $ 249,675,542 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COPPERLEAF CAPITAL, LLC
CRD#: 117823Concord, NC 28025-2427TRUST BUT VERIFY
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