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AF

Amy Foo

CAPITAL GROUP PRIVATE CLIENT SERVICES
Los Angeles, CA 90071
Some features on this profile are disabled
CRD#: 5500968
AF

Professional summary

Amy Foo is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in Los Angeles, California.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Amy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Foo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2021 - Present

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Office #1: 333 S. Hope St. 55th Floor, Los Angeles, CA, 90071
RIA
CRD#: 312837
Los Angeles, CA
Past

July 11, 2018 - August 31, 2021

U.S. BANCORP ADVISORS, LLC

RIA
CRD#: 14455
BEVERLY HILLS, CA
Past

July 11, 2018 - August 31, 2021

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
BEVERLY HILLS, CA
Past

May 19, 2014 - May 30, 2018

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
LOS ANGELES, CA
Past

May 16, 2014 - May 30, 2018

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
LOS ANGELES, CA
Past

June 9, 2009 - April 24, 2014

MORGAN STANLEY

RIA
CRD#: 149777
LOS ANGELES, CA
Past

June 9, 2009 - April 24, 2014

MORGAN STANLEY

BD
CRD#: 149777
LOS ANGELES, CA
Past

July 14, 2008 - November 26, 2008

CANTOR ADVISORS, L.P.

RIA
CRD#: 143657
NEW YORK, NY
Past

June 18, 2008 - December 1, 2008

CANTOR FITZGERALD & CO.

BD
CRD#: 134
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CG
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA
Registered Investment Advisory firm - (5/20/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/20/2021)
IAR
Georgia
(11/5/2021)
IAR
Illinois
(9/30/2021)
IAR
Nevada
(9/24/2021)
IAR
New York
(9/21/2021)
IAR
Texas
(9/20/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/2008
General Securities Representative Examination

Current Firm

CG
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA
Registered Investment Advisory firm - (5/20/2021 Approved)
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Contact information

Main Address
333 South Hope Street, Los Angeles, CA 90071
Mailing Address
Phone number
(213) 486-9200
Established
Firm type
Fiscal year end
# of Employees
189

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CGPCS ADV PART 2A (9/26/2025)

Regulatory assets under management

Total Number of Accounts12,073
AUM (Assets Under Management)$ 42,713,999,861

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2024
Cover Page
Report
07/28/2023
Cover Page
Report
10/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837Los Angeles, CA 90071

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