Jaime Pandal Fernandez

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CRD#: 5500910

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jaime Pandal Fernandez, who also goes by Jaime Pandal, Jaime Pandal - Fernandez, Jaime Pandal - Franandez, was a registered financial professional .

Jaime is a previously registered financial professional and started their career in finance in 2009. Jaime had worked at 5 firms and has passed the Series 65, Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jaime Pandal | Jaime Pandal - Fernandez | Jaime Pandal - Franandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 24, 2015 - September 15, 2025

ATLAS ASSET MANAGEMENT LLC

RIA

CRD#: 173561

GUAYNABO, PR

Past

January 21, 2015 - April 7, 2015

ATLAS ASSET MANAGEMENT LLC

RIA

CRD#: 173561

GUAYNABO, PR

Past

November 29, 2012 - October 2, 2014

SANTANDER ASSET MANAGEMENT

RIA

CRD#: 109399

GUAYNABO, PR

Past

May 10, 2012 - August 15, 2014

SANTANDER SECURITIES LLC

CRD#: 41791

BOSTON, MA

Past

March 13, 2009 - May 3, 2012

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

HATO REY, PR

Past

March 13, 2009 - May 3, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS ASSET MANAGEMENT LLC

CRD#: 173561 / SEC#: 801-119872

RIA

Registered Investment Advisory firm - (11/27/2020 Approved)

Puerto Rico

Registered Investment Advisory firm - (11/27/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/1/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 3/23/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/12/2009

General Securities Representative Examination

Current Firm

ATLAS ASSET MANAGEMENT LLC

CRD#: 173561 / SEC#: 801-119872

RIA

Registered Investment Advisory firm - (11/27/2020 Approved)

Puerto Rico

Registered Investment Advisory firm - (11/27/2020 Terminated)

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Contact information

Main Address

Buchanan Office Center 40 Carr 165 Suite 201, Guaynabo, PR 00968-8022

Mailing Address

Phone number

(787) 781-1301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS ADV PART 2 (2/13/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 333,982,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jaime Pandal Fernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ATLAS ASSET MANAGEMENT LLC

SANTANDER ASSET MANAGEMENT

SANTANDER SECURITIES LLC

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ATLAS ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2015

Series 66

Date: 6/1/2009

Series 3

Date: 3/23/2012

Series 7

Date: 3/12/2009

Current Firm

ATLAS ASSET MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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